Associate, Electronic Trading Supervision

2 weeks ago

Toronto, Ontario, Canada Royal Bank of Canada Full time

Job Summary

_ Please note this is a 6 month full-time contract opportunity_

PURPOSE

  • You will lead the execution of a high profile project aimed at enhancing the governance framework for automated controls across RBC Global Markets electronic trading businesses.

PRINCIPAL RESPONSIBILITIES
Does this describe you?

  • Communication: You simplify things that are complicated
  • Collaboration: You partner with the right people to achieve collective results
  • Decisiveness: You make decisions despite uncertainty
  • Role Model: You earn commitment and inspire greatness through your personal example
  • Creativity: You have the courage to look beyond how we do things if it's better for RBC and our clients
  • Big Picture: You value RBC's success over success in any one business
  • Risk vs

Reward:
You take intelligent risks to grow our business

If this sounds like you, do you want to

  • Work alongside frontoffice and technology teams to understand how electronic trade flows are controlled
  • Inventory and assess the effectiveness of automated controls in those trade flows
  • Identify risks, enhancement opportunities and make recommendations to strengthen controls
  • Forge partnerships with control colleagues across RBC such as legal, compliance, risk, audit, regulators and technology control functions.
  • Anticipate and proactively seek out future challenges to ensure futureproofing electronic trading activity.
  • Escalate, manage and report control issues succinctly, with clarity and transparency.
  • Foster, develop and maintain strong working relationships with senior functional and business management in order to adequately support the business.
  • Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols

JOB SPECIFICATIONSAND QUALIFICATIONS

Basic Qualifications (Legislative Requirement)
- MUST HAVE

  • At least 3 years' experience in a global markets business/setting, or equivalent experience in a management consultancy/advisory capacity
  • Familiarity with electronic trading activity, including risks and expected controls
  • Experience completing process walkthroughs, and identifying, documenting and assessing controls
  • Experience handling, analyzing and using large datasets to achieve business outcomes
  • Solid understanding of financial markets and broad awareness of global regulatory frameworks
  • Expertise in Central Funding/Repo products would be an asset
  • Fluency with key risk areas such as operational, technology and regulatory risk
  • Comfortable working in a fast paced environment
  • Ability to collaborate and manage projects in a complex matrixed organization
  • Excellent communication and interpersonal skills
  • Ability to work under pressure, responding to demanding stakeholders with time sensitive deadlines
  • Keen attention to detail

Other Required Qualifications - NICE TO HAVE:

  • Ability to work with ambiguity and navigate a highly regulated environment
  • Experience leading complex global crossbusiness projects
  • Project management certifications and strong knowledge of Agile delivery methodologies

Suggested Qualifications:

  • Leadership behaviors
  • Drive to Impact, Adapt Quickly, Always Learn, Speak up for the good of RBC

KEY RELATIONSHIPS

  • RBC Capital Markets frontoffice and technology
  • Senior Management
  • GM Supervision
  • Key Functional Partners: Group Risk Management, Compliance, Legal, Operations, Internal Audit
  • Business Management

Job Skills
Adaptability, Critical Thinking, Customer Service, Detail-Oriented, Financial Engineering, Financial Statement Analysis, Investments Analysis, Personal Development, Taking Initiative, Teamwork

Additional Job Details

Address:

ROYAL BANK PLAZA, 200

BAY ST:

TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Capital Markets

Job Type:

Contract (Fixed Term)

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion
and Equal Opportunity Employment
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We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.

We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.


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