Current jobs related to Compliance Officer - Old Toronto - PolicyMe Corp.

  • Compliance Officer

    5 days ago


    Old Toronto, Ontario, Canada CI Financial Company Full time

    Compliance Officer Job DescriptionAt CI Financial Corp., we strive to create a workplace that is inclusive, empowering, and supportive. As a Compliance Officer, you will play a vital role in ensuring our company's compliance with regulatory requirements and internal procedures.Key Responsibilities:Conduct daily, weekly, monthly, and quarterly compliance...

  • Compliance Officer

    5 days ago


    Old Toronto, Ontario, Canada CI Financial Company Full time

    Compliance Officer Job DescriptionAt CI Financial Corp., we strive to create a workplace that is inclusive, empowering, and supportive. As a Compliance Officer, you will play a vital role in ensuring our company's compliance with regulatory requirements and internal procedures.Key Responsibilities:Conduct daily, weekly, monthly, and quarterly compliance...

  • Compliance Officer

    2 hours ago


    Old Toronto, Ontario, Canada CI Financial Company Full time

    Compliance Officer Job DescriptionAt CI Financial Corp., we strive to create a workplace that fosters a culture of inclusivity, empowerment, and growth. As a Compliance Officer, you will play a vital role in ensuring our organization adheres to regulatory requirements and internal procedures.Key Responsibilities:Conduct daily, weekly, monthly, and quarterly...

  • Compliance Officer

    5 days ago


    Old Toronto, Ontario, Canada Dryco Construction, Inc Full time

    Project Management RoleDryco Construction, Inc is seeking a skilled Compliance Officer to join its team. As a key member of our Project Management department, you will play a vital role in ensuring our organization's compliance with regulatory requirements and industry standards.Key ResponsibilitiesEstablish and maintain relationships with clients to...

  • Compliance Officer

    5 days ago


    Old Toronto, Ontario, Canada Dryco Construction, Inc Full time

    Project Management RoleDryco Construction, Inc is seeking a skilled Compliance Officer to join its team. As a key member of our Project Management department, you will play a vital role in ensuring our organization's compliance with regulatory requirements and industry standards.Key ResponsibilitiesEstablish and maintain relationships with clients to...

  • Compliance Officer

    22 minutes ago


    Old Toronto, Ontario, Canada Dryco Construction, Inc Full time

    Project Management RoleDryco Construction, Inc is seeking a skilled Compliance Officer to join its team. As a key member of the Project Management department, this individual will play a vital role in ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesEstablish and maintain relationships with clients to...


  • Old Toronto, Canada Avison Young Full time

    About YouYou are a high achiever looking to thrive in a fast-paced environment. You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals. You can communicate clearly and concisely with teammates and clients, and you enjoy strong company culture and camaraderie. You can navigate multiple corporate...


  • Old Toronto, Canada Avison Young Full time

    About YouYou are a high achiever looking to thrive in a fast-paced environment. You take pride in your own work but are comfortable collaborating with a team of highly motivated individuals. You can communicate clearly and concisely with teammates and clients, and you enjoy strong company culture and camaraderie. You can navigate multiple corporate...


  • Old Toronto, Canada Scotiabank Full time

    p>Is this role right for you?As the Tax Officer, you contribute to the overall success of a Scotiatrust Taxation Services unit in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. You also ensure all activities conducted are in compliance with governing...


  • Old Toronto, Canada Comtech Group Full time

    See the opportunities we have available today in our exciting portfolio of client programs and projects.Environmental Compliance Officer - (CNSLG31.8)Comtech Group Inc. (Comtech) is a multidisciplinary consulting firm providing integrated consulting solutions on complex capital projects, including Program and Project Management, Project Controls,...


  • Old Toronto, Canada Comtech Group Full time

    See the opportunities we have available today in our exciting portfolio of client programs and projects.Environmental Compliance Officer - (CNSLG31.8)Comtech Group Inc. (Comtech) is a multidisciplinary consulting firm providing integrated consulting solutions on complex capital projects, including Program and Project Management, Project Controls,...


  • Old Toronto, Ontario, Canada Avison Young Full time

    About YouWe are seeking a highly motivated and experienced Compliance Officer to join our team at Avison Young. As a key member of our global compliance function, you will play a critical role in ensuring that our organization operates in accordance with all relevant laws, regulations, and industry standards.ResponsibilitiesDevelop and implement effective...


  • Old Toronto, Ontario, Canada Avison Young Full time

    About YouWe are seeking a highly motivated and experienced Compliance Officer to join our team at Avison Young. As a key member of our global compliance function, you will play a critical role in ensuring that our organization operates in accordance with all relevant laws, regulations, and industry standards.ResponsibilitiesDevelop and implement effective...

  • Compliance Officer

    2 weeks ago


    Toronto, Ontario, Canada Starlight Investments Full time

    Starlight Investments is seeking a Compliance Officer to execute compliance activities across the organization. The successful candidate will be responsible for executing compliance activities, reporting to the VP of Risk Advisory and Compliance. The Compliance Officer will work closely with the VP to ensure compliance with regulatory requirements and...

  • Compliance Officer

    2 weeks ago


    Toronto, Ontario, Canada Starlight Investments Full time

    Starlight Investments is seeking a Compliance Officer to execute compliance activities across the organization. The successful candidate will be responsible for executing compliance activities, reporting to the VP of Risk Advisory and Compliance. The Compliance Officer will work closely with the VP to ensure compliance with regulatory requirements and...

  • Compliance Officer

    1 day ago


    Toronto, Ontario, Canada Takeda Full time

    Job Title: Compliance OfficerTakeda is seeking a highly skilled Compliance Officer to join our Ethics & Compliance (E&C) Global team. As a Compliance Officer, you will play a critical role in ensuring the effective implementation of our E&C strategy, including policy and SOP implementation, training and communications, risk management, and audit and...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada Takeda Full time

    Job Title: Compliance OfficerTakeda is seeking a highly skilled Compliance Officer to join our Ethics & Compliance (E&C) Global team. As a Compliance Officer, you will play a critical role in ensuring the effective implementation of our E&C strategy, including policy and SOP implementation, training and communications, risk management, and audit and...

  • Compliance Officer

    3 months ago


    Toronto, Canada Questrade Financial Group Full time

    Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    Job Title: Compliance OfficerDestinationone Consulting is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations.Key Responsibilities:Develop and implement compliance policies and procedures.Conduct...

  • Compliance Officer

    2 days ago


    Toronto, Ontario, Canada destinationone Consulting Full time

    Job Title: Compliance OfficerDestinationone Consulting is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations.Key Responsibilities:Develop and implement compliance policies and procedures.Conduct...

Compliance Officer

4 months ago


Old Toronto, Canada PolicyMe Corp. Full time

Overview

As PolicyMe's Compliance Officer, you will be at the heart of ensuring that our operations adhere to the legal and regulatory frameworks that govern our industry. Reporting to our VP of Business Operations/COO, you will be essential in establishing and maintaining a rigorous compliance program that aligns with our strategic goals and the fast-paced nature of our business. You will be responsible for compliance supervision of advisor activity and conduct. Your expertise will ensure our commitment to upholding the highest ethical standards and protecting our customers during life's most challenging times.

PolicyMe is revolutionizing the life insurance sector, and we're seeking a Compliance Officer to join our mission. We are a dynamic and forward-thinking remote-first, Toronto-based startup with substantial growth plans.

What You'll Be Doing
  • Develop and maintain compliance policies and procedures, integrating regulatory requirements and industry best practices, this includes standardized documentation, key risk indicators, and monitoring reports
  • Design and deliver training programs to ensure staff awareness and understanding of compliance matters
  • Complete all compliance-related advisor onboarding (e.g., license transfers and applications) and related due diligence reviews
  • Complete suitability audits, including the accuracy of advice provided, and develop an Advisor Practice Review (APR) program tailored to our Sales and Distribution Practices
  • Approve necessary marketing and communication messaging (newsletters, websites, signage, and client communications)
  • Conduct routine audits and risk assessments to ensure continuous compliance and identify areas for improvement
  • Review client complaints and trends
  • Keep abreast of changes in laws and regulations that impact the life & health insurance industry
  • Serve as the go-to expert for all compliance-related matters across the company and work closely with the sales, product, engineering, and operations teams to ensure their functions are in line with regulatory requirements
  • Collaborate with our insurer partner Compliance team for all compliance-related matters
  • Participation in Compliance projects and additional related duties as may be assigned.
What We Are Looking For
  • A minimum of 5 years in a compliance role within the life & health insurance industry, demonstrating a thorough understanding of regulatory environments and successful management of comprehensive compliance programs
  • Familiarity with all the Canadian federal, provincial, and territorial regulators, including but not limited to the FSRA in Ontario, AIC in Alberta, and Autorité des marchés financiers (AMF) in Quebec
  • Strong critical thinking skills with the ability to interpret complex legal information and make clear, informed decisions
  • Exceptional communication skills, capable of clearly articulating compliance requirements to individuals at all levels of the organization
  • Experience in implementing compliance frameworks within a startup environment
  • Familiarity with using digital tools for compliance management, such as workflow automation and monitoring software
Why join us:
  • Generous PTO - 20 vacation days
  • Access to stock options and a comprehensive benefits plan
  • A remote-first team with company-paid, in-person socials and the option to work from our Toronto-based office
  • Resources to help your professional development, including an L&D budget, performance reviews twice a year, and ongoing feedback to ensure you reach your highest potential
  • Work with an empathetic, high-performing team in a flexible, results-oriented environment

About PolicyMe:

PolicyMe is a Venture-Backed InsurTech startup on a mission to put families first, protecting them with the honest and uncomplicated life insurance they deserve. Through technology, PolicyMe is streamlining the traditional insurance process, removing barriers and inefficiencies to deliver a fully underwritten life insurance policy that families deserve but with fewer steps and lower costs. PolicyMe makes it easy to get a quote and apply for term life insurance online in 20 minutes or less. Since our launch in 2018, we have grown exponentially, selling over $1 billion in life insurance coverage to Canadians.

PolicyMe was also most recently voted as one of Canada's 50 Most Impactful Companies of 2021, and has been mentioned in BetaKit, National Post, the Global & Mail, Global News and more. If you're interested in being considered for this opportunity, please submit a resume.

Commitment to Equal Opportunity:

PolicyMe is proud to be an equal opportunity employer. All applicants will be considered for employment without attention to race, colour, religion, sex, sexual orientation, gender identity, national origin, or disability status. We thank all applicants for their interest, however, only those selected for an interview will be contacted.

#J-18808-Ljbffr