Compliance Officer, Registrations

Compliance Officer, Registrations Join to apply for the Compliance Officer, Registrations role at CI Financial. Description At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where...

Compliance Officer, Registrations Join to apply for the Compliance Officer, Registrations role at CI Financial . Description At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where...

Compliance Officer, Registrations Join to apply for the Compliance Officer, Registrations role at CI Financial. Description At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where...

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB...

Adresse: 100 King Street West Groupe de famille d'emploi: Audit, risques et conformité **ACCOUNTABILITIES** - Responsible for administrative functions such as creating reports and trackers and reviewing current processes in these areas for greater efficiency - Organize shared folders and other internal databases where confidential information is held -...

A global financial services firm in Toronto is seeking a dedicated Compliance Officer, Registrations, to join their team. The role involves ensuring compliance with registration processes and providing guidance on regulatory requirements. Candidates should have at least 3 years of experience in licensing or securities registrations, strong organizational...

A global financial services firm in Toronto is seeking a dedicated Compliance Officer, Registrations, to join their team. The role involves ensuring compliance with registration processes and providing guidance on regulatory requirements. Candidates should have at least 3 years of experience in licensing or securities registrations, strong organizational...

We’re looking for a Licensing and Registration Officer to join our Integrated Compliance Services team at MBPS. In this role, you will support the team in performing essential functions, such as managing all aspects of registration and licensing with various regulators across Canada and the United States. You will be responsible for coordinating...

DescriptionBuild the future with usAre you driven by regulatory compliance excellence and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Senior Registration Officer, you will play a key role in ensuring seamless business operations by managing registration filings within...

A leading Canadian financial institution is seeking a Lead Senior Registration Officer to provide exceptional client service and ensure compliance with regulatory requirements. This role involves mentoring Senior Registration Officers, analyzing registration applications, and maintaining strong relationships with stakeholders. The ideal candidate will have...