Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance cli[...]

2 weeks ago


Old Toronto, Canada S I Systems Full time
Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance client-5014

Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance client-5014

6 months to start

Remote with possibility of an in office day or two

What are the main 3-5 responsibilities of this resource?

  • Actively participate in various SOC1 and SOC2 and SOX audits by:
  • Helping to facilitate meetings between subject matter experts and auditors
  • Coordinating with subject matter experts in responding to requests for information from auditors
  • Assisting with gathering of evidence and documentation
  • Analyze observations raised by auditors, escalating to manage as required
  • Assist in the creation of management responses
  • Assist with collating SOC 2 report and coordinating reviews and publication
  • Assist with executing controls and monitoring procedures, prepare stakeholder and senior management communications.
  • Identify and implement solutions to improve efficiency and effectiveness of compliance controls and monitoring

Must haves:

  • 5+ years of experience in Compliance or a similar discipline
  • 3+ years in the financial services industry
  • Familiarity with the general processes and stages of an audit as it relates to SOC1 , SOC2 and SOX audits.
  • Knowledge of IT General Computing Controls (e.g., SOX/COBIT, SSAE, NIST, PCI, SOC, SOC2)

Daily Work hours (e.g. 9 am – 5 pm): something between 8 – 5 pm (7.5 hour work day)

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