Senior Compliance Testing Analyst – Audit Au

2 weeks ago

Old Toronto, Canada ProViso Staffing Full time
Department Overview:

• Enterprise Testing Centre (“ETC”) – Compliance works pro-actively with their stakeholders in the bank’s businesses and related Regulatory Compliance Team, along with other departments who provide support to these businesses. We test and monitor for regulatory compliance to protect the interests of bank, its employees and customers.

Job Description:

• Reporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst will focus on providing support the testing and monitoring program.
• The Senior Compliance Testing Analyst models strong ethics, integrity and leadership to promote a positive work environment that fosters collaboration, innovation and synergies.
• The Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements and monitoring activities.
• The role requires regular interaction and communication with business personnel.
• Overall success is measured by timely completion of testing engagements and monitoring activities, the quality of the work performed, and the identification and risk-rating of key process and control gaps identified. The Senior Compliance Testing
• The Senior Compliance Testing Analyst will:
o Plan and execute compliance testing programs and communicate compliance testing results
o Identify and document regulatory compliance controls
o Prepare documentation in accordance with established policies and standards
o Budget and be responsible for tracking of work efforts versus budgets
o Provide knowledgeable recommendations to businesses for control improvements
o Ensure key regulations and key regulatory changes are captured in assigned testing programs
o Participate in business initiatives as assigned
o Proactively contribute to team processes and projects
o Seek process improvements and more efficient ways to deliver value to our businesses
o Lead testing engagements and may review the work of other testers

Job Requirements:

• Significant controls testing/Audit experience is required
• Work experience in the financial industry, experience with compliance and retail banking businesses
• Exceptional communication skills with the ability to draft high quality analyses
• Ability to work independently, apply critical and strategic thinking to issues and make timely decisions
• Ability to read & interpret regulations and understand how regulations impact business partners
• Strong problem solving skills and ability to recommend value-added solutions
• Strong collaborative and relationship management skills, and experience partnering with business units and working effectively within both enterprise and business level project groups
• Ability to manage multiple deadlines and priorities

Additional Information:

• Audit or Compliance testing experience preferred
• CSC/CPH and other relevant industry courses preferred

Must have:

• Strong Communication skills – both written and verbal
• Operational Audit/Testing experience (5-7 years)
• Ability to read & interpret regulations and understand how regulations impact business partners
• Strong Problem Solving & Critical Thinking skills: and ability to recommend value-added solutions, apply critical and strategic thinking to issues and make timely decisions
• Strong Collaborative and Relationship Management skills at all levels
• Time management and Multitasking ability

Nice To Have:

• Accounting designation (i.e. CPA, CA) or Audit Designation (CIA)
• Risk management certificate

Job Details

12003

Contract

3 months

Toronto

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