Current jobs related to Group Manager, AML Financial Crime Risk Investigation - Golden Horseshoe - The Toronto-Dominion Bank (Canada)

  • Finance Manager, Financial Crime Risk Management

    3 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    h3>Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer Program) Line of Business: Financial Crime Risk Management Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses...

  • Senior Financial Crime Investigator

    3 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Summary:The Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization Programs is responsible for conducting quality control reviews of EDD reviews/AML investigations, providing support to the Group Manager AML Financial Crime Investigations, and conducting end-to-end EDD reviews/AML Investigations.Key...

  • Financial Crime Risk Management Lead

    3 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Summary:As a Financial Crime Risk Management Lead at The Toronto-Dominion Bank (Canada), you will be responsible for managing a team of specialized professionals in the analysis and investigation process for a specific area. This includes assigning and monitoring caseloads to ensure potential regulatory risks and losses to the bank are minimized.Key...

  • Financial Officer

    4 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization ProgramsJob Summary:The Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization Programs is responsible for conducting quality control reviews of EDD reviews/AML investigations, providing support to...

  • Financial Officer

    4 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Title: Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization ProgramsJob Summary:The Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization Programs is responsible for conducting quality control reviews of EDD reviews/AML investigations, providing support to...

  • Senior Financial Crime Risk Management Specialist

    3 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job Description:Department / Position Overview:The TD Global Financial Crime Risk Management department is responsible for establishing and maintaining TD's Global Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF), Economic Sanctions and Anti-Bribery/Anti-Corruption (ABAC) program to ensure compliance with regulatory requirements.Supports the Vice...

  • Financial Controller

    4 weeks ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    h3>Senior Financial Crime Investigator, Politically Exposed Person and Head of International Organization Programs (QC) (1971) Work Location: Canada Hours: 37.5 Line of Business: Financial Crime Risk Management Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. p> Job Description: The Senior Financial Crime...

  • Senior Manager, Risk and Compliance

    3 days ago

    Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time

    Job SummaryThe Toronto-Dominion Bank (Canada) seeks an experienced Senior Manager, Risk and Compliance to lead the Canada Enhanced Due Diligence (EDD) program and Politically Exposed Persons (PEPs) identification. This role is responsible for implementing and executing processes related to high-risk customer rating, PEPs identification and classification,...

  • AML Compliance Manager

    2 weeks ago

    Golden Horseshoe, Canada Enoch Wealth Inc. Full time

    p>Enoch Wealth is an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission. p>With extensive experience and knowledge covering various fields of alternative investments, including Asset-backed Securities, Real Estate, Private Equity, Private Debt, Hedge Funds, and VC Funds, Enoch Wealth presents products that are suitable for...

  • Vice President

    2 months ago

    Golden Horseshoe, Canada ADP Full time

    p>ADP is hiring a Vice President - Risk & Compliance. As the Vice President/GM , you will be a applying strengths in compliance leadership, and the ability to seamlessly navigate the intricacies of industry-specific regulations, the VP Risk & Compliance will play a key role in ensuring ADP Canada is well positioned for growth through the design,...

  • Senior Corporate IT AML ETL Software Engineer

    2 weeks ago

    Golden Horseshoe, Canada Sun Life Financial Full time

    We are seeking a highly skilled Senior Corporate IT AML ETL Software Engineer to join our team at Sun Life Financial. As a key member of our Corporate IT AML team, you will work on major projects, assignments, problem-solving, and implementing technical solutions that meet business needs.Key Responsibilities:Interface with engineers, vendors, infrastructure...

  • Lead Software Engineer

    2 weeks ago

    Golden Horseshoe, Canada Sun Life Financial Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Lead Software Engineer

    2 weeks ago

    Golden Horseshoe, Canada Sun Life Financial Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Manager, Analysis and Performance Management

    4 weeks ago

    Golden Horseshoe, Canada Scotiabank Full time

    br/>The RoleContributes to the overall success of the Fraud Management Group in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. Proactively...

  • Strategic Credit Risk Manager

    2 weeks ago

    Golden Horseshoe, Canada Chad Management Group Full time

    At Chad Management Group, we're seeking a highly skilled Credit Risk and Analytics Expert to join our team and contribute to the development of our credit scoring capabilities. With over $1Billion in loans funded, our client has helped hard-working Canadians with personalized money solutions with more flexibility than traditional banks across both its retail...

  • Strategic Credit Risk Manager

    3 weeks ago

    Golden Horseshoe, Canada Chad Management Group Inc. Full time

    At Chad Management Group Inc., we are seeking a highly skilled Credit Risk Analytics Leader to play a pivotal role in enhancing our Credit Scoring capabilities and driving exponential growth in our consumer loan portfolio.This role will support the development, enhancement, and monitoring of all credit scores used in the entire lifecycle of credit:...

  • Senior Financial Manager

    3 weeks ago

    Golden Horseshoe, Canada Scotiabank Full time

    Job Summary:The Senior Financial Manager - Technology will lead and drive a customer-focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.Key Responsibilities:Prepares the reporting and analysis of all aspects of Technology staffing for Executive Office and Technology...

  • VP, Credit Risk Management Lead

    4 weeks ago

    Golden Horseshoe, Canada Chad Management Group Inc. Full time

    VP Credit Risk & AnalyticsWith over $1 billion in loans funded, Chad Management Group Inc. has helped hard-working Canadians with personalized money solutions with more flexibility than traditional banks across both its retail and digital channels. They are a member of the Canadian Consumer Finance Association, a fully licensed lender with 110+ branches...

  • VP, Credit Risk Management Lead

    4 weeks ago

    Golden Horseshoe, Canada Chad Management Group Inc. Full time

    VP Credit Risk & AnalyticsWith over $1 billion in loans funded, Chad Management Group Inc. has helped hard-working Canadians with personalized money solutions with more flexibility than traditional banks across both its retail and digital channels. They are a member of the Canadian Consumer Finance Association, a fully licensed lender with 110+ branches...

  • Chief Risk Officer

    1 month ago

    Golden Horseshoe, Canada Chad Management Group Full time

    Enhance Credit Scoring CapabilitiesChad Management Group is seeking a highly skilled Credit Risk Strategist to play a pivotal role in developing and implementing strategies to enhance its Credit Scoring capabilities and drive exponential growth in its consumer loan portfolio.Key Responsibilities:Develop and enhance credit scores used in the entire lifecycle...

Group Manager, AML Financial Crime Risk Investigation

2 months ago

Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full time
Group Manager, AML Financial Crime Risk Investigation (High Risk Customer and Politically Exposed Persons Programs, Training)

Work Location: Canada

Hours: 37.5

Line of Business: Financial Crime Risk Management

Job Description:

Manage/lead a team of specialized professionals in the analysis and/or the investigation process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are minimized.

The High Risk Customer (HRC) and Politically Exposed Person (PEP) Programs consist of dedicated and specialized teams with AML subject matter experts who have accountabilities to conduct the enhance due diligence of high risk customers and PEPs.

The Group Manager, AML Financial Crime Risk Investigation (High Risk Customer and Politically Exposed Persons Programs, Training) reports to the Senior Manager, High Risk Customer & PEP Program Management, Strategic and Initiatives. The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the High Risk Customer Program in Canada focusing on training.

The Group Manager is a subject matter expert and advisor to the Senior Manager and AVP on HRC and PEP programs with respect to the management of the training program including designing and implementing specialized training to the impacted staff of the HRC and PEP programs while coordinating with other stakeholders.

CUSTOMER

  • Provide support to the Senior Manager and the AVP with the oversight and management of the High Risk Customer Program focusing on training.
  • Design and implement specialized end to end training program for the HRC and PEP Programs as well as ongoing professional development program for employees of the HRC and PEP programs.
  • Lead and develop a team of professionals who provide oversight, expert guidance, and advisory services related to HRC and PEP Programs.
  • Design, implement and/or manage effectiveness testing of training.
  • Provide guidance, counsel, advise and direction on HRC/Enhance Due Diligence and PEP requirements as per the Bank's AML/ATF policies, standards, framework, Canadian legislations and procedures.
  • Manage a team of AML professionals providing oversight and control related advisory services relating to the HRC and PEP Programs.
  • Lead a team of professionals and managers to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service with business objectives.
  • Collaborate with counterparts from other institutions and/or external organizations to gather intelligence information, emerging risk, trends and typologies for training and development.
  • Identify and communicate procedural weaknesses to businesses and ensure processes for remediation are in place.
  • Maintain strong awareness of emerging trends and investigative techniques for own area of specialty.
  • Represent the department on internal projects/committees for own specialized area as necessary.

SHAREHOLDER

  • Work with executive team, senior business management/ partners to develop proactive strategies, tactics to effectively manage regulatory/ compliance issues.
  • Monitor and communicate effectiveness of strategies, programs, and practices related to own area of accountability.
  • Ensure programs, policies and practices continue to meet business needs, comply with internal and external requirements, and align with business priorities.
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
  • Actively assist in developing and overseeing implementation of function procedures.

EMPLOYEE / TEAM

  • Responsible for management of the overall team providing both leadership and guidance.
  • Set targets and objectives for the team, and deliver results.
  • Develop a team of professionals in all aspects of related competencies and act as resource and mentor to others.
  • Lead a high performing team; provide on-going feedback and performance reviews, coach and develop employees.
  • Manage employees in compliance with all human resources policies, procedures and guidelines of conduct.

EXPERIENCE AND / OR EDUCATION

  • Undergraduate degree or relevant professional certifications, designations, or equivalent required.
  • 7+ years relevant experience.
  • Strong knowledge, experience of Canadian AML legislation, requirements and guidance.
  • Excellent oral and written communication skills.
  • Strong decision-making, critical thinking, follow through ability, analytics skills.
  • Ability to handle confidential information with discretion.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores.

#J-18808-Ljbffr