Senior Compliance Officer – Funds

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. JOB OVERVIEW...

Chez CI, nous considérons qu’un excellent lieu de travail est un endroit sécuritaire où chacun peut s’exprimer, où les employés ont la possibilité de s’investir dans un travail valorisant, où ils ont l’occasion de se dépasser pour progresser, où ils peuvent travailler sur des produits et des projets innovants, et où ils sont soutenus et...

Tangerine Bank is seeking an experienced Compliance professional to support the Director, Compliance and maintain an effective regulatory framework for TIFL initiatives. You will identify regulatory requirements, assess risks, and implement controls to ensure regulatory readiness and governance across business activities. Ideal candidates will have 5+ years...

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Date limite pour présenter sa candidature :09/10/2026Adresse :100 King Street WestGroupe de famille d'emploi :Audit, gestion des risques et conformitéAider à la mise en œuvre, au maintien et à l’administration d’un programme de conformité précis. Coordonner et mener les activités d’évaluation des risques, de contrôle, de vérification et de...

Application Deadline09/10/2026Address100 King Street WestJob Family GroupAudit, Risk & ComplianceThe Senior Compliance Officer, Capital Markets Compliance Program GovernanceThis role is responsible for the oversight, execution, and continuous improvement of the Enterprise Compliance Program (ECP) and Operational Non-Financial Risk (ONFR) frameworks within...

The Senior Compliance Officer will have three key areas of responsibility:Own and administer the Volcker Rule Compliance Program, including maintaining program documentation and governance artifacts, responding to business and regulatory inquiries, coordinating program reporting, and managing compliance training and awareness initiatives.Perform electronic...

Overview Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. Senior Compliance Officer, Product Risk – 12 Month Contract. How does the role impact the organization? Raymond James Ltd. is Canada’s leading...

Elevate compliance standards as a Senior Compliance Officer for BMO's Capital Markets unit. Lead governance and program oversight while utilizing your capital markets expertise to influence decision-making. In this pivotal role, you will report directly to the Director of Capital Markets Compliance and contribute to the Enterprise Compliance Program. With a...