Capital Markets Compliance Advisor

**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...

Job SummaryJob DescriptionWhat is the opportunity?As Associate Director (AD), you are responsible for Capital Markets Compliance for the Global Equity Sales and Trading, Global Equity Derivatives, and the Wealth Management Agency desks. As a subject matter expert in equity and equity related products, you will be responsible to provide compliance guidance...

Job SummaryJob DescriptionWhat is the opportunity?As an Associate Director (AD), you will be part of RBC Capital Markets Compliance Advisory Team. The team is responsible for implementing and maintaining, within the context of RBC’s Enterprise Compliance Management Framework, of compliance programs and controls across the Global Markets business, within...

Admiral Markets Canada Limited ("Admirals Canada") is a registered investment dealer, Member of the Investment Industry Regulatory Organization of Canada (IIROC) and Canadian Investor Protection Fund (CIPF). We are a member of Admirals Group AS. The firm is an order-execution-only (OEO) dealer in "contracts for difference" and over-the-counter (OTC) foreign...

Role summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...

**Job Title**: Vice President, Sales and Marketing **Department**: Sales and Marketing **Location**: Toronto, Ontario, Canada **Reports To**: Senior Vice President, Sales and Marketing **About Vision**: Vision Capital Corporation (“Vision”) is the Manager of the Vision Opportunity Funds (the “Funds”), alternative investment funds that focus on...

CMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the Associate Director, Sales, you will play an integral role supporting our sales leaders and contributing to the...

Capital Markets Developer Typical Day in Role: - Documentation and development of workflow based on project requirements - Testing code and ensuring that any bugs are resolved through troubleshooting - Analyze highly complex business requirements; generate technical specifications to design or redesign complex software components and applications - Act as...

Capital Markets Developer Typical Day in Role: - Documentation and development of workflow based on project requirements - Testing code and ensuring that any bugs are resolved through troubleshooting - Analyze highly complex business requirements; generate technical specifications to design or redesign complex software components and applications - Act as...

Capital Markets Developer Typical Day in Role: - Documentation and development of workflow based on project requirements - Testing code and ensuring that any bugs are resolved through troubleshooting - Analyze highly complex business requirements; generate technical specifications to design or redesign complex software components and applications - Act as...

Capital Markets Developer Typical Day in Role: - Documentation and development of workflow based on project requirements - Testing code and ensuring that any bugs are resolved through troubleshooting - Analyze highly complex business requirements; generate technical specifications to design or redesign complex software components and applications - Act as...

**Job Summary** **What is the opportunity?** **What will you do?** - Conduct daily, weekly, monthly and quarterly trading reviews to ensure compliance with applicable laws and regulations, as well as internal policies and procedures - Identify potential areas of risk (financial, reputational, and regulatory), counsel senior management of potential issues...

Capital Markets Developer Typical Day in Role: - Documentation and development of workflow based on project requirements - Testing code and ensuring that any bugs are resolved through troubleshooting - Analyze highly complex business requirements; generate technical specifications to design or redesign complex software components and applications - Act as...

**Our Firm** Agentis Capital Advisors is a leading global financial advisor with a reputation for delivering unparalleled value and advice to its clients. The firm was recently awarded Proximo's 2022 North American Financial Advisor of the Year award.Our guiding principles and ability to generate value for clients sets us apart. Agentis acts as a sell-side...

**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Marketing Research Summer Intern 2024 **Our Capital One Marketing Research **Team.** Yes, we’re a credit card company. But we’re more than that too. We’re driven by what our customers want, and how to make their lives simpler. We’re always looking for new ways to get to know our customers....

IT Project Manager - Capital Markets On behalf of our client in the Banking Sector, PROCOM is looking for an IT Project Manager - Capital Markets. IT Project Manager - Capital Markets – Job Description Hands-on management of meetings, status reports, reporting to steering committees and working groups Leading an agile team and holding scrum meetings...

CMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the Associate Director, Sales, you will play an integral role supporting our sales leaders and contributing to the...

CMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the Associate Director, Sales, you will play an integral role supporting our sales leaders and contributing to the...

CMA is boutique Consultancy & Recruiting firm specializing in the Financial Services sector, we are representing a distinguished asset management firm that is seeking a talented Associate Director, Inside Sales to join their dynamic team. As the Associate Director, Sales, you will play an integral role supporting our sales leaders and contributing to the...