Associate Director, CSS

4 weeks ago

Toronto, Ontario, Canada Royal Bank of Canada Full time

Job Summary

Job Description

What is the opportunity?

As an integral member of the Compliance Shared Services team, the Associate Director helps support the Managing Director, Compliance Shared Services for Canada and the Caribbean. The role will be responsible for assisting with the design, implementation and ongoing administration of the Regulatory Compliance Management (RCM) Program covering Capital Markets.

the Associate Director will actively participate in promoting global best practices relating to common program elements; act as a Centre of Expertise on RCM Enterprise and CM standards within the Compliance function supporting Capital Markets.

What will you do?

  • Participate in the overall design, implementation, governance, and oversight of the RCM regional program in Canada. Manage and promote best practices, while acting as a Centre of Expertise on the Regulatory Compliance Management Framework and other RBC Enterprise standards.
  • Responsible for the ongoing management of RCM activity such as Annual RCM Universe Review, Rolling risk assessment support, RCM Self-Assessment, Monitoring and Testing annual planning and ongoing oversight Regulatory rule engine feed, Issues management, and the Baseline inherent risk review.
  • Provide support and coordination for the RCM program across CM Canada. Liaise closely with Compliance colleagues and other functions/1LOD partners where applicable (both locally and globally) to ensure a consistent RCM approach.
  • Additional general support includes guidance on Reg development/CP impact, RCM access, ad-hoc information requests, RegComp and Calma training, participation in various working groups, and ongoing review of CM RCM database for underlying data integrity.
  • Provide support and coordination for RCM reporting, working with the Compliance Reporting, Data Analytics & Innovation team to ensure a consistent view of all RCM activity, including RCM exception reports.
  • Contribute to the enhancement of the global RCM program, methodology, governance model and technology through close interaction with the Enterprise RCM team. This includes ongoing work on the identification and documentation of key regulatory compliance risks, associated 1LOD/2LOD controls and/or monitoring & testing activities and accuracy of RCM data.
  • Participate in a global compliance community promoting global best practices, while ensuring a consistent understanding and implementation of standards for regulatory exams, regulatory change management, QAR and other common program elements.
  • Other duties as assigned.

What do you need to succeed?

Must have

  • 7-10 years of relevant experience
  • Post-secondary education or equivalent
  • Direct compliance or risk experience supporting a Capital Markets / institutional business (sales and trading, corporate and investment banking)
  • Working knowledge of and previous experience with Compliance Governance, Regulatory Compliance Management/OSFI E-13, and securities/regulatory environment
  • Generalist across multiple compliance subject areas
  • Strong knowledge of industry best practices relating to Compliance (regionally and globally)
  • Experience and ability to deal with senior executives
  • Ability to influence others and build strong working relationships, and drive consensus across multiple stakeholders
  • Excellent written and verbal communication skills

Nice to have

  • Ability to act independently and manage uncertainty
  • Strong collaboration across regions / cultures
  • Comfort organizing and interpreting large data sets, while identifying key areas of focus

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • Leaders who support your development through coaching and managing opportunities.
  • Ability to make a difference and lasting impact.
  • Work in an agile, collaborative, progressive, and high-performing team.
  • The opportunity to interface with senior level executives from many different parts of the organization.

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

Law and Compliance

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
​​​​​​​
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at

  • Associate Director, Web Application Development

    4 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionJoin the Digital Technology dynamic team as the Associate Director of Digital Content Development and play a key role in shaping our digital presence at RBC Capital Markets. As a tech leader, you will leverage new and core technologies and innovative strategies to ensure our digital content and campaigns connect effectively with our...

  • Associate Director, Web Application Development

    5 days ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionJoin the Digital Technology dynamic team as the Associate Director of Digital Content Development and play a key role in shaping our digital presence at RBC Capital Markets. As a tech leader, you will leverage new and core technologies and innovative strategies to ensure our digital content and campaigns connect effectively with our...

  • Associate Director, Information Security

    4 days ago

    Toronto, Ontario, Canada OICR Full time

    Salary: Commensurate with level of experience; total compensation includes a competitive benefits plan, plus a defined benefit pension plan (HOOPP)About OICRThe Ontario Institute for Cancer Research (OICR) is Ontario's cancer research institute. We bring together people from across the province and around the world to improve the lives of everyone affected...

  • Associate Creative Director

    2 weeks ago

    Toronto, Ontario, Ontario, Canada VIBRANT Marketing Full time

    VIBRANT Marketing is a leading North American commercial marketing firm seeking an enthusiastic and skilled Associate Creative Director to join our dynamic Creative team. This position presents an exciting opportunity for a highly creative and strategic individual to play a pivotal role in enhancing various brands' presence and contributing to our...

  • Associate Creative Director

    5 days ago

    Toronto, Ontario, Ontario, Canada VIBRANT Marketing Full time

    VIBRANT Marketing is a leading North American commercial marketing firm seeking an enthusiastic and skilled Associate Creative Director to join our dynamic Creative team. This position presents an exciting opportunity for a highly creative and strategic individual to play a pivotal role in enhancing various brands' presence and contributing to our...

  • Actuary, Associate Director

    2 months ago

    Toronto, Ontario, Canada Willis Towers Watson Full time

    Job DescriptionOur Retirement team supports organizations in designing, managing, administering and communicating all types of retirement plans. Whether a client has a defined benefit or a defined contribution plan, we collaborate with them to determine the right approach to design, funding, investing, governing and employee engagement that fits their...

  • Actuary, Associate Director

    1 month ago

    Toronto, Ontario, Canada WTW Full time

    Our Retirement team supports organizations in designing, managing, administering and communicating all types of retirement plans. Whether a client has a defined benefit or a defined contribution plan, we collaborate with them to determine the right approach to design, funding, investing, governing and employee engagement that fits their specific goals. ...

  • Director, Associate Recruitment

    1 week ago

    Toronto, Ontario, Canada dentalcorp Full time

    Who you areYou are a service-oriented, motivated professional who is excited to work for a fast-growing company that enables the best to be even better. You will be a subject matter expert in Associate Recruitment and are looking for the opportunity to provide your expertise to drive change within an exciting industry. You love working in a collaborative...

  • Director, Associate Recruitment

    5 days ago

    Toronto, Ontario, Canada dentalcorp Full time

    Who you areYou are a service-oriented, motivated professional who is excited to work for a fast-growing company that enables the best to be even better. You will be a subject matter expert in Associate Recruitment and are looking for the opportunity to provide your expertise to drive change within an exciting industry. You love working in a collaborative...

  • Associate Director, Digital

    2 weeks ago

    Toronto, Ontario, Canada CTC Communications Full time

    Salary: COMPANY OVERVIEW: For almost 3 decades, CTC has been creating compelling medical content to effectively communicate with busy HCPs. CTC is a renowned medical communications agency that specializes in creating compelling medical content with a focus on digital solutions. Our skilled team of medical writers, designers, and digital specialists deliver...

  • Associate Director, Group Risk Management

    2 weeks ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryAs part of the Group Risk Management (GRM) team, the Associate Director, Wholesale Credit Risk, will provide risk assessment and adjudication for complex Capital Markets transactions.As trading and lending credit risk is the predominant form of credit risk that RBC incurs with respect to Asset Manager Sponsors and Financial Market Infrastructures...

  • Associate Director, Group Risk Management

    5 days ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryAs part of the Group Risk Management (GRM) team, the Associate Director, Wholesale Credit Risk, will provide risk assessment and adjudication for complex Capital Markets transactions.As trading and lending credit risk is the predominant form of credit risk that RBC incurs with respect to Asset Manager Sponsors and Financial Market Infrastructures...

  • Associate Director

    5 days ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Associate Director role will support the Financial Control team on month end close, financial reporting and ad hoc tasks as assigned.What you will do?Manage a team of two individuals covering the following tasks:Responsible for overseeing the recording and settlements of intercompany transactions between...

  • Associate Director

    1 month ago

    Toronto, Ontario, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?The Associate Director role will support the Financial Control team on month end close, financial reporting and ad hoc tasks as assigned.What you will do?Manage a team of two individuals covering the following tasks:Responsible for overseeing the recording and settlements of intercompany transactions between...

  • Associate Director, Canada East

    2 weeks ago

    Toronto, Ontario, Canada Ross University School of Medicine Full time

    Company DescriptionAbout American University of the Caribbean School of Medicine American University of the Caribbean School of Medicine (AUC), an Adtalem Global Education institution, is committed to training tomorrow's physicians through international learning experiences, a diverse learning community, and an emphasis on social accountability and...

  • Associate Director, Canada East

    5 days ago

    Toronto, Ontario, Canada Ross University School of Medicine Full time

    Company DescriptionAbout American University of the Caribbean School of Medicine American University of the Caribbean School of Medicine (AUC), an Adtalem Global Education institution, is committed to training tomorrow's physicians through international learning experiences, a diverse learning community, and an emphasis on social accountability and...

  • Director of Manufacturing

    2 weeks ago

    Toronto, Ontario, Canada Compass Group Full time

    That's because Compass Group Canada is part of a global foodservice and support services company that's the 6th largest employer in the world, with 625,000 employees. You'll find us in schools, colleges, hospitals, office buildings, senior living communities, tourist attractions, sports venues, remote camps and military installations and more. We're in all...

  • Director of Manufacturing

    5 days ago

    Toronto, Ontario, Canada Compass Group Full time

    That's because Compass Group Canada is part of a global foodservice and support services company that's the 6th largest employer in the world, with 625,000 employees. You'll find us in schools, colleges, hospitals, office buildings, senior living communities, tourist attractions, sports venues, remote camps and military installations and more. We're in all...

  • Regional Medical Director

    5 days ago

    Toronto, Ontario, Canada VetCare Canada Full time

    The Regional Medical Director (RMD) is a DVM and will be responsible for overseeing the medical quality of care within their region and works closely with the National Medical Director to implement best medical practices in support of VetCare's aspiration to be a leading provider of high quality veterinary care in Canada. This is a full-time position. Number...

  • Associate Director, Financial and Regulatory Reporting

    5 days ago

    Toronto, Ontario, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?Reporting to the Director, Financial and Regulatory Reporting, the opportunity is an Associate Director role within the Financial and Regulatory Reporting team primarily responsible for the financial reporting and regulatory reporting to a Regulatory Organization for certain legal entities within the Canadian...