Market Compliance Monitoring Analyst

4 weeks ago

Canada, CA Avature Full time

You are someone who possesses the following experience and credentials:

  • Undergraduate degree in business, economics, accounting, finance, or similar quantitative discipline; Advanced degree is a plus.
  • Minimum of 3 years’ in an Energy Trading Firm, with 2 years’ experience in a Market Compliance role or an equivalent market compliance role at an exchange, RTO/ISO or governmental regulatory oversight body.
  • Strong, working understanding of Energy markets and products (Natural Gas and Liquefied Natural Gas); experience with day to day operations, risk management and trading practices used in the industry and how such trading activities may interact to create the appearance of market manipulation or other market rule violations.
  • Detailed knowledge of industry laws, regulations, and standards applicable to Energy Trading, and experience with regulatory analysis related to trading activities.
  • Demonstrated experience with the CFTC’s Division of Enforcement and the FERC’s Office of Enforcement and their views on market manipulation.
  • Proven communication and presentation skills, oral and written, with ability to communicate with a variety of individuals and personalities both internal and outside the organization.
  • Ability to solve problems and think critically while analyzing complex and detail trade data (firm and market, orders and executions).
  • Ability to transform and analyze large data sets with a focus on the details and interconnected relationships.
  • Ability to prioritize job requirements in a high pressure, multi-tasking environment, strong time management and organizational skills.
  • Ability to work across the organization to balance market compliance requirements with commercial opportunities and business objectives.
  • Must be self-starting and willing and able to work independently in a dynamic trading organization under pressure of tight deadlines and aggressive expectations.
  • Proficient in the use of MS Office applications (PowerPoint, Word, Advanced Excel, Outlook)
  • Experience with industry tools and technologies (Power BI / MS Power Query / Alteryx / Excel VBA / Python / SQL / Spotfire / CubeWatch / SMARTS / Whistler / Fairwords / Behavox / Shield, etc..)
**TotalEnergies regrets that it is unable to sponsor employment Visas or consider individuals on time-limited visa status for this position.

Your missions as a Market Compliance Monitoring Analyst include:

North American Trade Surveillance and Monitoring

  • Independently monitors daily Power transactions across the organization to helps ensure compliance with laws, regulations, and exchange rules; reviews any issues with trader(s) and/or trading desk(s) managers and escalates as necessary.
  • Monitors, analyzes, and reports on relevant external market developments.
  • Analyzes flagged business communications; closes, investigates and/or escalates items as necessary.
  • Enhances processes and tools to continuously improve the organizations monitoring capabilities and adapts the program to changes in the business and external laws and regulations; assists with the identification and creation of new surveillance reports.
  • Works with other Control functions to help ensure compliance with regulations and rules set by various external regulatory agencies.
  • Market Enforcement Actions
  • Monitors, analyzes, and makes recommendations regarding compliance with CFTC, FERC, exchange and RTO/ISO rules and regulations, enforcement actions and advisories.
  • Works with the team to maintains the organization’s market rules and enforcement knowledge bases.
  • Publishes monthly Market Compliance Alerts to raise awareness.
  • Assists the Market Compliance team with developing and executing the overall Market Compliance Framework, which includes providing assistance with:
  • Identifying and evaluating market compliance risks across the organization
  • Developing Market Compliance policy and procedures
  • Developing and accessing Market Compliance controls
  • Developing and administrating Market Compliance training materials
Assists the Market Compliance team with responses to ad-hoc queries from the management and external regulatory inquires.

DIMENSIONS

Key operating and financial statistics regarding the Company’s energy trading and marketing activities are as follows :

  • Multi Energy Commodities including Gas, Power, NGL, LNG, Dry bulk and Renewables
PURPOSES

Under the general supervision of the Senior Market Compliance Analyst, the Market Compliance Monitoring Analyst (Power) assists with monitoring the external market and surveils internal transactions and communications to help ensure compliance with market rules and regulations.

  • Highly competitive environment for new business and growth opportunities due to new market entrants
  • Highly skilled and mobile workforce
  • Fast moving trading environment involving time critical activities and high/risk rewards from trading operations
  • The Company is responsible for the Company’s gas, power, dry bulk, and LNG trading and marketing activities in North America
At TotalEnergies we know that you're more than what's on your CV. If this opportunity excites you, but your profile doesn't exactly match the description abovegive it a try & apply. Diversity of perspectives & experiences make us stronger.

TotalEnergies is a multi-energy company that produces and markets energies on a global scale: oil and biofuels, natural gas and green gases, renewables and electricity. Our 105,000 employees are committed to energy that is ever more affordable, clean, reliable and accessible to as many people as possible. Active in more than 130 countries, TotalEnergies puts sustainable development in all its dimensions at the heart of its projects and operations to contribute to the well-being of people.

TotalEnergies Gas and Power (TGP)is the trading arm of TotalEnergies in the field of low carbon energies (mainly gas, LNG and power). As such it operates in fast-evolving market dynamics influenced by internal and external factors that require constant adaptation and evolution. Uncertainties specific to the trading environment (volatility of prices, supply & demand mismatches) are coupled with those coming from the broader energy sector (climate change policies, changes in the energy mix, developments of new energy sources, etc). In such context TGP helps to ensure growth and profitability to a key segment of the business in order to reach the objective of Carbon Neutrality by 2050.

Our Culture:
We are committed to meet the energy needs of a growing population while fulfilling our ambition to be a major player in the energy transition. The volatility of the energy trading markets requires excellence in risk management and a culture of innovation.

Our people flourish in an environment that promotes expertise, entrepreneurship spirit, agility and a purpose-driven culture, generating boundless opportunities to learn, grow and achieve collaborative success while ensuring safety in all our operations.

We look for passion, ambition and open-mindedness. While we evolve in a demanding and ever-changing industry, we cultivate a friendly workplace where team spirit and respect guide our daily routine, and where the diversity of our people and their skills create a nourishing experience for all of us. #J-18808-Ljbffr

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