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Senior Auditor, TD Securities

3 months ago

Old Toronto Ontario, CA TD Bank Full time
Senior Auditor, TD Securities

Location: Toronto, Ontario, Canada

Hours: 37.5

Business Sector: Audit

Job Description:

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Responsibilities:

  • Execute timely audits for assigned business or engagements based on established audit plans and standards
  • Assist in the development of audit planning process while ensuring the completion of appropriate programs and risk assessments to identify key risks and opportunities to mitigate those risks
  • Handle the ongoing audit communications process including presentation of findings and recommendations to client and audit management
  • Present independent audit opinion on the adequacy of internal controls in accordance with established professional standards
  • Collaborate with regulatory and internal divisional audits for new findings to ensure all data is up-to-date and properly documented
  • Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities
  • Support the entire audit engagement process and improve operational efficiencies by keeping current on emerging business trends and developments, and analytical tools and technique
  • Help the team in the analysis, and implementation of initiatives to deliver quality results within tight timeframes
  • Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence by applying good judgement in handling confidential matters
  • Build positive and open work environment by inspiring good working relationships, sharing knowledge and skills, and assisting team members by performing additional duties

Job Requirements:

  • Undergraduate degree with over 3 years of work experience
  • Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
  • Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions
  • Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment
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