Associate, First Line Supervision, Internal Control
2 weeks ago
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Associate, First Line Supervision, Internal Control - Toronto, ON
Global Banking and Markets
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years.
presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients.
Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals.
We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future
Purpose:
Assist Global Banking and Markets (GBM) Management with the management of non-financial risks in GBM Canada, specifically non-financial risks in Corporate & Investment Banking (CIB).
The role will assist the Associate Director in the planning and execution of controls to mitigate non-financial risks in GBM.
What You'll Do:
- Assist with the oversight and supervision of GBM staff, including escalating key issues and emerging risks to GBM Internal Control Management as well GBM Management
- Coordinate with business line partners (Compliance, GWO, Technology, Global Risk Management etc.) to develop, maintain and report management information onfinancial risk information for Senior Management and Core Risk Committee
- Plan and execute Risk and Control Self Assessments (RCSAs) and Compliance Risk and Control Assessments (CRCA)
- Develop, maintain and review key risk indicators, key performance indicators and metrics to allow for effective management of nonfinancial risks in CIB and other GBM Canada business lines
- Perform periodic testing and monitoring of key processes to ensure the design and operating effectiveness of the controls
- Assist GBM Management with adhoc requests and special projects
- Track and remediate Internal Audit findings, Compliance Testing findings, GBM First Line Testing findings and Regulatory findings
- Maintain regular communication with GBM stakeholders to determine changes to processes and controls
- Root cause analysis of operational risk events and recommend appropriate action plans
- Provide Request for Information related to Internal Audit, Compliance Testing and Regulatory reviews and examination
- Update and document key controls in Open Pages for regulatory obligations library
- Design, maintain, implement and monitor Written Supervisory Procedures (WSPs) for Front Office employees
- Support GBM Internal Control
- Canada in the development of internal standards, guidelines, and procedures to manage nonfinancial risks
- Act as the escalation point for operational risk events including client complaints
What You'll Bring:
- Bachelor's degree in finance or relevant education background
- Completion of the CFA or MBA would be an asset
- Good working knowledge of capital market business
- Strong knowledge of internal controls
- Ability to multitask, excellent problem resolution and time management skills
- Strong written and verbal communications and interpersonal skills
- Bilingual in French/Spanish would be an asset
Work Arrangement:
In-office work hours may be long due to tight timeframes and the dynamic environment of capital market activities, and to provide support to other locations.
Interested?
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences.
What's in it for you?
Scotiabank wants you to be able to bring your best self to work - and life, every day.
With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.
Location(s): Canada : Ontario : TorontoScotiabank is a leading bank in the Americas
Guided by our purpose:
"for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital marke
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