Associate Manager, Advisor and Quadruscompliance

1 week ago

London, Ontario, Canada Canada Life Assurance Company Full time
**Description: - Permanent Full Time- As the Associate Manager, Advisor and Quadrus Compliance, you will help to ensure regulatory compliance for Quadrus mutual fund dealer, Canada Life for both insurance and wealth distribution lines of business as well as advisor practices. This includes developing and refining processes to improve compliance and reduce risk. Reporting into the Director, Advisor and Quadrus Compliance you will be responsible for; Monitoring, interpreting and maintaining awareness of new and existing regulatory and compliance requirements including topics such as Privacy, AML, CIRO, AODA, licensing, CCIR

  • Providing expertise and advice on regulatory obligations to business partners and advisors on potential impacts of new and amended legislation
  • Effectively demonstrate a high level of technical and business acumen to ensure compliance risk is managed appropriately
  • This will include participation in business led initiatives, providing insights into new and proposed regulatory changes, and developing solutions to ensure compliance
    What you will do:
  • Design effective solutions for Advisors, Quadrus and Canada Life to meet new and amended regulatory and legislative obligations.
  • Use knowledge to ensure processes meet strict regulatory requirements related to securities and other regulatory requirements.
  • Interpret and legislation, at both the provincial and federal level as well as by selfregulatory organizations (CIRO) and industry groups.
  • Communicate regulatory and legislative changes to advisors and provide processes, tools and resources to help meet obligations.
  • Provide advice and guidance to business partners on the implementation of any changes and ongoing obligations.
  • Liaise and consult with legal, corporate compliance functions, market conduct to ensure accuracy of solutions designed

What you will bring:

  • 5 years of progressive compliance experience within the financial services industry.
  • 3 years of compliance management in securities or mutual fund distribution.
  • An indepth knowledge of applicable insurance and securities legislation / regulation.
  • CSC, Branch Manager an asset.
  • Ability to build relationships and influence change effectively with a broad range of individuals and groups.
  • Very good organizational skills with strong attention to detail, ability to prioritize, multitask and meet deadlines.
  • Excellent verbal and written communication skills.

_Given the size and scope of our organization, we have the flexibility for this position to be located in the following head office locations:
London, Toronto and Winnipeg._

  • The base salary for this position is between
-
$61,900:

- $114,500** annually. This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). If you are selected to move forward in our recruitment process, your recruiter will be able to discuss additional details of our total rewards program with you.
  • For student opportunities only
  • For our student opportunities, the base salary will be dependent on the number of work terms you have completed along with other factors depending on your program.
  • Be your best at Canada Life
  • Being a part of Canada Life means you have a voice. This is a place where your unique background, perspectives and talents are valued, and shape our future success.
  • You can be your best here. You're part of a diverse and inclusive workplace where your career and wellbeing are championed. You'll have the opportunity to excel in your way, finding new and better ways to deliver exceptional customer and advisor experiences.
  • Together, as part of a great team, you'll deliver on our shared purpose to improve the wellbeing of Canadians. It's our driving force. Become part of a strong and successful company that's trusted by millions of Canadians to do the right thing.
  • Canada Life serves the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we're one of Canada's leading insurers with interests in life insurance, health insurance, investment and retirement savings. We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations.
  • We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.
  • Canada Life would like to thank all applicants, however only those who qualify for an interview will be contacted. #LI-Hybrid

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