Corporate Branch Manager
7 days ago
3 weeks ago Be among the first 25 applicants
The Corporate Branch Manager is responsible for providing supervisory functions to various producing field branch managers and advisors. The successful candidate must be highly detailed, organized and accurate and have the ability to work under pressure and meet deadlines. In addition, the candidate must work without supervision, exercise initiative and use independent judgment in the performance of assigned tasks.
ESSENTIAL FUNCTIONS:
- Conducting Tier 1 supervision activities such as review of daily trading, account opening and KYC updates;
- Supporting Assistants, Advisors and Producing Branch Managers in resolving compliance issues;
- Handling all inquiries from the assigned branches;
- Performing on-site visits of assigned branches;
- Training of new Branch Managers, Advisors and Assistants, as required;
- Managing Limited Authorization Forms; and
- Attending all head office meetings as required.
QUALIFICATIONS:
- Post-secondary education
- Minimum 5 years compliance experience working for a CIRO firm, investment dealer, or a fund company
- Successful completion of the Canadian Securities Course (CSC) and Investment Dealer Supervisor Course (IDSC) or equivalent. completion of the Conduct and Practices Handbook (CPH) preferred
- Ability to be immediately registered with the Regulators
- In-depth knowledge of the financial services industry, including understanding of regulatory requirements of CIRO and other regulatory rules/obligations
- Excellent working knowledge of Microsoft Word and Excel
- Organized, accurate and detailed
- Excellent oral and written communication skills;
- Ability to work independently and use independent judgment
COMPENSATION:
Commensurate with experience
If you are interested in applying for this position, please forward a cover letter and resume in confidence to
Worldsource is committed to accessibility in employment and to ensuring equal access to employment opportunities for candidates, including persons with disabilities. In compliance with AODA, Worldsource will endeavour to provide reasonable accommodation to persons with disabilities in the recruitment process upon request. If you are selected for an interview and you require accommodation due to disability during the recruitment process, please notify the hiring manager upon scheduling your interview.
We thank all applicants for their interest but only those selected for an interview will be contacted.
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Other
Referrals increase your chances of interviewing at Worldsource Wealth Management by 2x
Get notified about new Corporate Specialist jobs in Markham, Ontario, Canada.
Branch Manager - Peterbilt - Whitby/BellevillePickering, Ontario, Canada CA$100,000 - CA$120,000 1 month ago
District Manager, British Columbia & YukonScotiaMcLeod Branch Manager - Rosedale [Scotiabank]Sales Manager & Client Service | Phenomenal Perks + Work RemotelySenior Manager, Canada Sales Operations - NAMNational Sales and Business Development Manager - Personal Protective EquipmentWe're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr-
Corporate Branch Manager
7 days ago
Markham, Ontario, Canada EightSix Network Inc Full timeThe Corporate Branch Manager is responsible for providing supervisory functions to various producing field branch managers and advisors. The successful candidate must be highly detailed, organized and accurate and have the ability to work under pressure and meet deadlines. In addition, the candidate must work without supervision, exercise initiative and use...
-
Branch Supervisor
6 days ago
Markham, Ontario, Canada Hertz Full timeNew Hertz location opening in the town of AuroraWage: $19.50 per hourThe Branch Supervisor is responsible for the successful delivery and oversight of the Hertz product to internal and external customers. This position provides overall leadership to all employees with responsibility for overall operating performance, customer satisfaction, positive employee...
-
Corporate Service Advisor
6 days ago
Markham, Ontario, Canada WEINS Corporate Full timeWeins Auto Group is looking for an experienced Assistant Service Manager (Multiple Locations) **to join our corporate team. This is a unique position that will require you to assist the Service Departments at all of Weins 15 locations We are looking for a self-motivated, dependable and customer-centric individual to join our Service Teams. This position is...
-
Scotiamcleod Branch Operations Assistant
6 days ago
Markham, Ontario, Canada Scotiabank Full timeRequisition ID: 192059As a cornerstone business within Scotia Wealth Management, ScotiaMcLeod has earned a reputation for integrity based on service excellence and trusted investment advice. Our advisors and teams pride themselves on exploring innovative approaches to protecting and growing their clients' assets.When you join ScotiaMcLeod, you'll be...
-
Branch Manager I
7 days ago
Markham, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeWe're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description: KEY ACCOUNTABILITIES CUSTOMER Lead, coach, and proactively model exceptional service at...
-
Corporate Partnerships Manager
6 days ago
Markham, Ontario, Canada Children Believe Full timeCareers that empower young dreamersWhen you make a decision to work with Children Believe you're not just doing something great for your career, you're helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not many offer...
-
Branch Sales Representative
6 days ago
Markham, Ontario, Canada The Group Master Full timeMaster, for over 70 yearsWe lead in HVAC-R and have been recognized among Canada's best-managed companies since 2010. As the foremost private HVAC-R distributor in the nation, we have over 1,300 active employees across 55+ branches, 4 distribution centers, spanning from British Columbia to the Atlantic provinces, and 19 branches in the United States.A Great...
-
Corporate Reporting Manager
7 days ago
Markham, Ontario, Canada Extendicare Full timeReporting to the Senior Manager, Reporting, the Manager, Corporate Reporting is part of the reporting team that consolidates and analyzes the results of Extendicare's lines of business and prepares reports for internal and external purposes and will be responsible for providing accurate and timely accounting and reporting, while ensuring that the company's...
-
Manager Trainee
6 days ago
Markham, Ontario, Canada Hertz Full timeNew location opening in the town of AuroraWe are looking for Manager in Training with a passion to drive customer satisfaction while being the brand ambassador. If this is you and you're ready for your next destination then you have cruised to the right spotWage: $18.00 per hourBenefits and Perks:Not only do you get to be part of an organization where you...
-
Senior Manager, Corporate Accounting
6 days ago
Markham, Ontario, Canada Xplore Inc. Full timeThe Senior Manager, Corporate Accounting will report directly to the Director, Accounting and will play a pivotal role in overseeing and managing the financial accounting activities of the Company. will lead a team of accounting professionals. This position requires a seasoned accounting professiona
-
Corporate Controller
6 days ago
Markham, Ontario, Canada Easton's Group of Hotels Full timeLooking for a career change? Join one of Canada's most successful and multicultural Hospitality companies, that strives to take your talent to the next level. With 19 hotels owned and managed by Easton's Group of Hotels, and a further 6 in development, your passion, collaboration, and voice will be an excellent addition to our growing Organization. As a...
-
Corporate Reporting Manager
6 days ago
Markham, Ontario, Canada Extendicare Full timeReporting to the Senior Manager, Reporting, the Manager, Corporate Reporting is part of the reporting team that consolidates and analyzes the results of Extendicare's lines of business and prepares reports for internal and external purposes and will be responsible for providing accurate and timely accounting and reporting, while ensuring that the company's...
-
Auto Parts Store Branch Manager
6 days ago
Markham, Ontario, Canada ACCEL AUTO Full timeAccel Auto Parts is a local supplier of automotive parts in Markham, Ontario. We have an extensive catalog of parts ranging from performance to OEM replacements. We also offer delivery services and service many local garages. We are currently seeking ambitious & capable individuals to join our growing teamAs a Branch Manager, you will be responsible for the...
-
Intermediate Accounting Clerk
6 days ago
Markham, Ontario, Canada WEINS Corporate Full timeWeins Auto Group is currently seeking an Intermediate Accounting Clerk to join our successful team at Weins Corporate. Weins Auto Group has built a reputation for success becoming one of the country's largest automotive groups that take pride in operating 14 and growing dealerships.We value our employees and believe in our staff, work-life balance and career...
-
Senior Manager, Corporate Accounting
6 days ago
Markham, Ontario, Canada Njoyn Full timeThe Senior Manager, Corporate Accounting will report directly to the Director, Accounting and will play a pivotal role in overseeing and managing the financial accounting activities of the Company. will lead a team of accounting professionals. This position requires a seasoned accounting professional with extensive experience in applying accounting...
-
Senior Manager, Corporate Accounting
6 days ago
Markham, Ontario, Canada Xplore Inc. Full timeThe Senior Manager, Corporate Accounting will report directly to the Director, Accounting and will play a pivotal role in overseeing and managing the financial accounting activities of the Company. will lead a team of accounting professionals. This position requires a seasoned accounting professional with extensive experience in applying accounting...
-
Corporate Law Clerk
6 days ago
Markham, Ontario, Canada Wilson Vukelich LLP Full timeAbout UsWilson Vukelich LLP is York region's leading Business and Tax Law Firm with offices in Markham for over 30 years. Our team of lawyers aims to deliver practical, value-added legal services to address our clients' business needs. We are a growing firm and looking for excellent clerks to join our busy practice.Our Corporate Law PositionWilson Vukelich...
-
Apply Now Corporate Reporting Manager
6 days ago
Markham, Ontario, Canada Extendicare Full timeReporting to the Senior Manager, Reporting, the Manager, Corporate Reporting is part of the reporting team that consolidates and analyzes the results of Extendicare's lines of business and prepares reports for internal and external purposes and will be responsible for providing accurate and timely accounting and reporting, while ensuring that the company's...
-
Corporate Recruiter
6 days ago
Markham, Ontario, Canada SE Health Full time:Provide strategic recruitment support to all corporate level roles.POSITION RESPONSIBILITIES: Develop and maintain strong working relationships with management to create a partnership in the development and implementation of recruitment initiatives Work closely with management to proactively identify current and upcoming staffing needs Determine most...
-
Corporate Services Coordinator/office Adm
7 days ago
Markham, Ontario, Canada Children Believe Fund Full timeCareers That Empower Young DreamersWhen you make a decision to work with Children Believe you're not just doing something great for your career, you're helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not many offer...