Capital Markets Regulatory Lawyer
1 week ago
Capital Markets Regulatory Lawyer for a large, well-established, banking institution.
Responsibilities:
- Serve as the lead attorney and project manager for internal audits to identify and resolve any gaps in the institution's capital markets operations.
- Conduct a comprehensive review and gap analysis with a particular emphasis on tax law and Bank Act compliance. Collaborate with internal stakeholders to draft and revise bank policies and procedures in accordance with evolving regulatory requirements.
- Act as a knowledgeable resource for internal teams, offering legal counsel and compliance training when necessary.
- Stay informed about industry best practices and proactively provide advice on emerging regulatory trends affecting the Canadian banking sector.
Minimum Qualifications:
years of regulatory experience in financial services, preferably within a Big 5 institution.
- General knowledge of tax implications related to capital markets transactions.
- Strong analytical and problemsolving skills, with a proven ability to assess complex regulatory issues, identify potential risks, and develop effective strategies for compliance and risk mitigation in the dynamic Canadian banking regulatory environment.
- Ability to establish and manage strong relationships with team members, internal stakeholders, and internal and external counsel.
- Demonstrated expertise in overseeing audits or investigations within the financial services industry, including the capacity to manage timelines and project progress, provide comprehensive training and guidance to team members, and deliver valuable, detailed updates, advice, and recommendations.
Compensation, Benefits & Location:
This role offers competitive compensation and a highly competitive benefits package in the alternative legal services marketplace, that includes Medical, dental, and more.
Axiom is the global leader in high-caliber, on-demand legal talent.
Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today's business landscape with best in breed alterative legal services.
Learn more about working at Axiom.Equal Opportunity Employer:
Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender reassignment, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law.
Axiom prohibits and will not tolerate any such discrimination or harassment.Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full privacy notice is available at
Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work.
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