Asst. Manager Compliance

1 week ago

Toronto, Ontario, Canada ICICI Bank Canada Full time

Job Purpose:
Reporting to the Senior Manager, Compliance, the incumbent is responsible for the following:
b) Escalate all incidents of suspicious transactions to Manager, Compliance along with supporting investigative narratives and recommendation for reporting suspicious transactions to FINTRAC and other authorities, as required, within prescribed timelines;
c) Organize, file, and maintain records of suspicious transaction reports along with due diligence results as per the Bank's policy and procedures;
d) Conduct risk assessment of clients identified for conducting unusual/suspicious transactions and suggest client-specific controls;
e) Providing support in the identification and implementation of applicable anti-money laundering and anti-terrorist financing (AML/ATF) requirements and best industry practices;
f) Partaking and conducting inter/intra departmental training on topics pertaining to suspicious transaction reporting, high-risk client monitoring and other related issues;
g) Performing other duties or functions as assigned from time to time.

Area of Responsibilities

  • Suspicious Transaction Reporting
  • Review cases of potentially suspicious transactions reported from all functions and conduct investigations to make a final determination;
  • Prepare due diligence reports and recommend cases of suspicious transactions to Manager, Compliance for reporting to prescribed authorities;
  • Submit suspicious transaction reports on the FINTRAC's reporting portal as per the reporting guidelines; and
  • Maintain records of all cases investigated as per the Bank's record retention guidelines.
  • Regulatory Reporting
  • Ensure submissions of reports to regulatory authorities after obtaining necessary approvals and within prescribed timelines.

Others:
If you require accommodation measures during any phase of the hiring process, please notify us as soon as possible. All information received in relation to accommodation requests will be kept confidential

Schedule:

  • Monday to Friday

Ability to commute/relocate:

  • Toronto, ON: reliably commute or plan to relocate before starting work (required)

Education:

  • Bachelor's Degree (preferred)

Work Location:
In person

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