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Compliance Business Analyst Intern/co-op
1 week ago
Campus Program
Toronto, ON
May 2, 2023
Company Overview
All companies are not the same. What makes TD special as a business is also, what makes us special as an employer.
Why TD?
***
TD's Colleague Promise: A better you. A better us.
A more confident you means a stronger us. We empower you to grow your skills, gain new perspectives, and create impact at work and in your community. That's our unique and inclusive culture.
Department Overview
The
TD Securities Inc.
(TDSI) Compliance Department
is responsible for the compliance strategy and oversight programs, including designing and implementing monitoring and supervisory programs for the firm.This is accomplished by:
- Conducting monitoring, testing and surveillance
- Providing training and education
- Liaising with regulators
- Promoting a strong compliance culture within the firm
- Taking preventative measures to ensure compliance with the rules and regulations
- Implementing Policies and Procedures designed to achieve compliance with applicable laws and regulations
- Licensing and registration requirements
- Management of all regulatory examinations and internal audits
You will work with experienced colleagues, receive world class training, and be part of a community of students across TD, where you will have an impact, grow as individual and experience our culture of care.
Our Co-op/Intern Programming is offered with select Co-op and Internship roles and is designed to help you better understand the TD business, build on critical career capabilities, and broaden your professional network.
- Leadership talks with key Leaders from across the organization
- Lunch and Learns on topics such as Innovation
- Diversity and Inclusion and Personal Branding and so much more
- Lean and carry out compliance reviews daily, weekly, monthly or quarterly.
- Complete Ad
- Participate in compliance meetings and working groups
- Assist with various tasks across Advisory compliance team
- Periodic investigation into potential market abuse trades
Requirements
:
- Currently enrolled in an undergraduate degree in Finance, Accounting, Analytics, Data, Business/Commerce or related field; with the intent of going back to school at the start of your work term
- Proficient with MS Office Suite
- Strong communications skills with positive personality and willingness to accept challenges
- A strong analytical mind with attention to detail and desire to learn and grow
- This position is a 4month work term and will commence
Sept 5th - Dec 22nd, 2023.
- Applications must include a transcript, cover letter (one lettersized page or less) and a resume (maximum of 2 pages).
- TD requires employees to reside in the country where the role is located, irrespective of remote working arrangements
- Fall
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported.
We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live and serve.
If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.
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