Associate - Regulatory Client Outreach
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Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract, which is renewable. This role is currently hybrid in the Toronto office.
Must-Have skills:
- Minimum of 5-7 years of experience in Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support, or operations, preferably in the Capital Markets line of business
- Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
- Familiarity with Capital Markets Clientele and business and product knowledge
- Familiarity with institutional clients, including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
- Good research, analysis, and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats
- Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation
Nice to Have:
- Knowledge of Retail, Commercial, and Wealth Business and their clients in FI is an Asset
- Data management experience and applicable techniques
If you are interested in hearing more about this role, please send your updated resume in MS Word format to priyanka2@ifgpr.com
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