Chief Compliance Officer

4 weeks ago

Toronto ON, Canada BJRC Recruiting Full time

Our Client

  • Is a leading Financial Services, Real Estate and Asset Management company.

Responsibilities

  • Develop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.
  • Manage Compliance budgeting, risk assessment, and planning activities.
  • Conduct Compliance Monitoring, Testing, and subject matter reviews, covering various areas such as credit risk and property management.
  • Perform Annual Compliance Self-assessment and participate in ICAAP Planning and Risk Assessment.
  • Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management.
  • Prepare and submit Regulatory Reporting, and respond to surveys and information requests.
  • Coordinate on-site and desktop regulatory examinations and implement new regulatory developments.
  • Stay updated on regulatory changes through research, conferences, and communications.
  • Develop and deliver Compliance training programs for employees, including management and ongoing sessions.
  • Oversee Corporate Governance tasks, including corporate secretarial duties, board training, governance guideline assessments, and new director coordination.

Requirements

  • Possess a minimum of 10 years of compliance and/or risk management experience within an OSFI regulated Deposit Taking Institution, such as a Bank or Trust Company.
  • Hold a degree from a post-secondary institution, with specialization in commerce, accounting, business, finance, economics, or related fields.
  • Additional qualifications such as a post-graduate degree or relevant professional designation/certification would be advantageous.

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