Compliance Specialist

6 days ago


Oakville ON, Canada Phoenix Search Group Inc. Full time

This will start as a 6 month Contract role

You should come from a Financial Institution, Trust company, Credit Union or perhaps be a real estate law clerk

JOB SUMMARY

The Compliance Coordinator will report to the Compliance Manager and will support the Compliance department with the implementation, execution and monitoring of our Corporate and Compliance policies, frameworks and regulatory requirements to establish a mature compliance culture that promotes compliance with all laws, regulations, standards and best practices.

As a Compliance Coordinator

HERE’S HOW YOU’LL CONTRIBUTE:

  • Support the development, implementation and management of our Vendor Management Program
  • Assist with Client Questionnaires and RFPs
  • Assist with regulatory compliance and privacy programs
  • Participate in various projects pertaining to Legal and Compliance as requested
  • Support an effective business compliance partnership program and foster awareness of the company’s policies and procedures through regular touchpoints, training and on-going support

HERE’S WHAT YOU’LL BRING:

  • 5-7 years Legal and/or compliance experience, preferably in a financial or insurance institution Excellent communication and influencing experience
  • Excellent relationship-building experience to help foster a positive compliance culture
  • Team-player and adaptable to a changing environment
  • Strong organizational and time management skills
  • Strong attention to detail and document management experience


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