Chief Compliance Officer
1 month ago
Our ClientIs a Canadian bank and credit union ResponsibilitiesReporting into OSFI as CCOIdentify and assign ownership of compliance responsibilities for all regulations (most notably OSFI, FINTRAC, FSRA, FCAC) affecting the organization, maintaining an inventory of these responsibilitiesFulfill the CAMLO Mandate's requirements concerning the ActExecute the CPO Mandate's requirements regarding PIPEDAFormulate an annual Compliance Plan driven by value and risk, addressing any compliance risks or control concerns identified by management. Submit the plan to the Finance and Audit Committee for review and approvalImplement the approved annual Compliance Plan, incorporating any special tasks or projects requested by senior management and the Finance and Audit CommitteeRevise the organization's compliance policies to accommodate new legislative requirements from emerging business activities and operational efficienciesDisseminate new or revised compliance policies promptly throughout the organizationCollaborate with stakeholders to integrate significant legislative or regulatory requirements into the organization's business operations using appropriate procedural controlsDevelop and implement ongoing training programs for senior management, employees, agents, and authorized personnel acting on behalf of the organizationOversee consumer protection compliance, managing relationships with regulatory bodies such as FCAC for the bank and compliance with the Market Conduct Framework Guidance for savingsIndependently monitor compliance with applicable laws, regulations, and guidelines across the organization to identify significant issues and promptly escalate them to senior management for resolution, supporting the CCO's assessment of compliance statusRegularly review compliance practices to ensure ongoing effectivenessResponsibilitiesBachelor's degree in a business-related field from a universityOver 10 years of leadership experience in the banking industry and/or managing complianceProfessional certification in a compliance-related field or equivalent business experience in compliancePrior role as a Privacy OfficerPrevious experience as a CAMLOFamiliarity with regulators such as OSFI, FSRA, Fintrac, and the FCACExtensive knowledge of financial institution operationsHistory of crafting board reports and developing policies/procedures
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Chief Compliance Officer
3 weeks ago
Toronto, ON, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
3 weeks ago
Toronto, ON, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
1 month ago
Toronto, ON, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all...
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Chief Compliance Officer
4 weeks ago
Toronto, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development t
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize Financial Group is in the process of establishing a CIRO Dealer, separate from Optimize Wealth Management, to further help individual clients achieve their financial goals. Our CIRO Dealer will offer personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize Financial Group is in the process of establishing a CIRO Dealer, separate from Optimize Wealth Management, to further help individual clients achieve their financial goals. Our CIRO Dealer will offer personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany Description Optimize Financial Group is in the process of establishing a CIRO Dealer, separate from Optimize Wealth Management, to further help individual clients achieve their financial goals. Our CIRO Dealer will offer personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany Description Optimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
2 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany Description Optimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
3 weeks ago
Toronto, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
1 month ago
Toronto, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all...
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Chief Compliance Officer
1 month ago
Toronto, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all...
-
Chief Compliance Officer
1 month ago
Toronto, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all...
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Chief Compliance Officer
3 weeks ago
Toronto, Ontario, Ontario, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize Financial Group is in the process of establishing a CIRO Dealer, separate from Optimize Wealth Management, to further help individual clients achieve their financial goals. Our CIRO Dealer will offer personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate...
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Chief Compliance Officer
3 weeks ago
Toronto, Ontario, Ontario, Canada Optimize Wealth Management Full timeCompany DescriptionOptimize offers personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and estate planning. Our holistic approach, independence, and personalized service set us apart in the industry, prioritizing honesty, persistence, teamwork, and excellence. Optimize Financial Group is in...
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Chief Compliance Officer
1 month ago
Toronto, Ontario, Ontario, Canada Angular Directions Full timeWe are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all...
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Chief Compliance Officer
16 hours ago
Toronto, Ontario, Canada Transamerica Full timeJob Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
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Chief Compliance Officer
13 hours ago
Toronto, Ontario, Canada Transamerica Full timeJob Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
