Current jobs related to Chief Compliance Officer - Toronto ON - Angular Directions
-
Chief Compliance Officer
1 month ago
Toronto, Ontario, Canada the Ladders Full timeJob Title: VP & Chief Compliance OfficerAt The Ladders, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and...
-
Chief Compliance Officer
1 month ago
Toronto, Ontario, Canada the Ladders Full timeJob Title: VP & Chief Compliance OfficerAt The Ladders, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and...
-
Chief Compliance Officer
3 weeks ago
Toronto, Ontario, Canada Alterna Savings Full timeJob Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...
-
Chief Compliance Officer
3 weeks ago
Toronto, Ontario, Canada Alterna Savings Full timeJob Title: VP & Chief Compliance OfficerAt Alterna Savings, we are seeking a highly skilled and experienced VP & Chief Compliance Officer to join our team. The successful candidate will be responsible for designing, implementing, and operating our Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization...
-
Chief Compliance Officer
2 weeks ago
Toronto, Ontario, Canada Alterna Savings Full timeJob SummaryThe Chief Compliance Officer will be responsible for the design, implementation, and operation of Alterna Savings' Regulatory Compliance Management Framework and associated compliance frameworks. This role will ensure compliance with applicable regulatory requirements through appropriate policies, guidelines, and processes.Key...
-
Chief Compliance Officer
4 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full time $135,000 - $158,000Director, Chief Compliance OfficerAviso Wealth is seeking a seasoned professional to lead our compliance efforts as Director, Chief Compliance Officer. This key role will oversee compliance within our organization, ensuring adherence to regulatory requirements and internal policies.Key Responsibilities:Develop and implement comprehensive compliance programs...
-
Chief Compliance Officer
4 weeks ago
Toronto, Ontario, Canada Aviso Wealth Full time $135,000 - $158,000Director, Chief Compliance OfficerAviso Wealth is seeking a seasoned professional to lead our compliance efforts as Director, Chief Compliance Officer. This key role will oversee compliance within our organization, ensuring adherence to regulatory requirements and internal policies.Key Responsibilities:Develop and implement comprehensive compliance programs...
-
Chief Compliance Officer
4 weeks ago
Toronto, Ontario, Canada Transamerica Full timeJob Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
-
Chief Compliance Officer
4 weeks ago
Toronto, Ontario, Canada Transamerica Full timeJob Title: Chief Compliance OfficerTransamerica is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our company operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
-
Chief Compliance Officer
2 months ago
Toronto, Ontario, Canada Transamerica Full timeAbout UsAt Transamerica, we value hard work, innovative thinking, and personal accountability. We strive to create an inclusive environment where employees can thrive and enjoy a balance between their professional and personal lives.Job FamilyRegulatory Compliance is a critical function at Transamerica, and we are seeking a skilled Chief Compliance Officer...
-
VP Investments and Chief Compliance Officer
2 weeks ago
Old Toronto, Ontario, Canada Bankonloop Full timeJob Title: VP Investments and Chief Compliance OfficerBankonloop is seeking a seasoned professional to fill the role of VP Investments and Chief Compliance Officer. This position requires a deep understanding of both portfolio management and compliance of regulated financial services businesses.Key Responsibilities:Manage the investment products offered by...
-
Chief Compliance Officer
2 weeks ago
Toronto, Ontario, Canada Transamerica Full timeJob SummaryWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Transamerica. The successful candidate will be responsible for leading our compliance program and ensuring that our business practices align with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure...
-
VP & Chief Compliance Officer
4 months ago
Toronto, Canada Alterna Savings Full timeScope of Position The VP & Chief Compliance Officer (“CCO”) is accountable for the design, implementation and operation of the organization’s Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support the attainment of strategic goals. Ensures compliance with applicable...
-
Chief Compliance Officer
2 days ago
Old Toronto, Canada Aviso Wealth Inc Full timeDirector, Chief Compliance Officer Job DescriptionAt Aviso Wealth Inc, we are committed to excellence in wealth management and investment services. As a leading provider in the Canadian financial industry, we seek a seasoned professional to join our team as a Director, Chief Compliance Officer.Key Responsibilities:Oversee compliance within our organization,...
-
Director, Chief Compliance Officer
2 weeks ago
Old Toronto, Ontario, Canada Aviso Wealth Inc Full timeJob Title: Director, Chief Compliance OfficerAviso Wealth Inc is seeking a highly skilled and experienced Director, Chief Compliance Officer to join our team.About the Role:The Director, Chief Compliance Officer will be responsible for overseeing compliance within our organization, ensuring that all applicable laws, regulatory requirements, and internal...
-
VP & Chief Compliance Officer
1 week ago
Toronto, Ontario, Canada Alterna Savings Full timeJob SummaryThe VP & Chief Compliance Officer will be responsible for the design, implementation, and operation of Alterna Savings' Regulatory Compliance Management Framework and associated compliance frameworks. This role will ensure compliance with applicable regulatory requirements through appropriate policies, guidelines, and processes.Key...
-
VP & Chief Compliance Officer
1 month ago
Toronto, Ontario, Canada Alterna Savings Full timeJob SummaryThe VP & Chief Compliance Officer will be responsible for leading the development and implementation of Alterna Savings' compliance management framework, ensuring adherence to regulatory requirements and industry standards. This role will also oversee the organization's Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) programs, as...
-
VP & Chief Compliance Officer
1 month ago
Toronto, Ontario, Canada Alterna Savings Full timeJob SummaryThe VP & Chief Compliance Officer will be responsible for leading the development and implementation of Alterna Savings' compliance management framework, ensuring adherence to regulatory requirements and industry standards. This role will also oversee the organization's Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) programs, as...
-
Chief Compliance Officer
5 months ago
Toronto, Canada Agentis Capital Full time**Our Firm**: Agentis Capital a fast-growing, global independent financial firm with a leading reputation for insightful analysis and exceptional execution. Agentis is dedicated to providing our clients with transparent, comprehensive financial services that unlock value at every stage. We advise across a multitude of sectors and geographies, for global...
-
Global Compliance Officer
2 months ago
Toronto, Canada Avison Young Full timeOverview Reporting to the global Chief Operating Officer, the Compliance Officer (Global) contributes to and drive the achievement of the Avison Young objectives and values: Provides strategic and creative input and initiatives to ensure that AY objectives are developed and met. Responsible and accountable for overall management of Avison Young...
Chief Compliance Officer
2 months ago
We are working alongside Cassiopay to help them find a Chief Compliance Officer. Cassiopay, a growing international e-wallet and payment services provider, is looking for a Chief Compliance Officer for its Canadian office, based in Toronto, to provide effective leadership and continued development to ensure its business processes and procedures adhere to all applicable laws, rules, and regulations and internal rules. As the compliance leader and subject matter expert, this position will be responsible for establishing standards and implementing procedures to ensure that the compliance programs are effective and efficient in identifying, preventing, detecting, and correcting non-compliance with applicable laws and regulations, and much more. This role is perfect someone looking to make their first step into a Chief Compliance Officer role, ready for the next step in their career. Essential Duties & Key Responsibilities:Develop, oversee and monitor the annual compliance work plan that reflects the Cassiopay’s unique characteristics, and periodically revise the plan in light of regulatory (FINTRAC) and organizational changes.Implement strong controls and report to the board members on compliance work plan deviations in established plans.Provide strategic direction to the management team on compliance subjects, regulatory frameworks, standards, internal policies and procedures, and prepare and present clear and concise compliance reports to the board members as required.Identify, recruit, train and develop a talented Compliance team take the lead and manage strategic business functions related to compliance across the organization.Lead the interaction with regulators and law enforcement agencies on compliance & financial crime prevention matters, leading the gathering of internal information in response to such requests.Qualifications: Minimum of 3-5 years’ experience as a senior officer in a compliance function. Experience as a Chief Compliance Officer or their deputy is an advantage though demonstrated capability and willingnees to learn the role is sufficient.Experience interacting with, and showing knowledge of, regulatory bodies (FINTRAC) & enforcement agencies, especially in relation to SAR, FATCA & CRS reporting.Specific experience within an Electronic Money or a Payment Institution will be considered an advantage.Bachelor’s degree in either Law, Business Administration, Finance, or other related field. Evidence of relevant certification for senior role in financial compliance or risk management from recognized bosies (ICA, ACAMS). Strong knowledge of corporate governance principles, corporate finance, performance measures, and managerial best practices, capable to form, mentor, and manage efficient teams of all seniority levels.Proactive, analytical, resourceful “out-of-the-box” attitude with critical problem-solving and strategic planning capabilities.Compensation & Benefits:Competitive compensation package Health & dental coverage Wellness allowance Learning & development allowance 4 weeks’ vacation to startHybrid work environmentAccess to modern, latest development RegTech and Compliance tools.Collaborate with the organization’s executive team to influence and shape the organization’s development.Cassiopay is an Equal Opportunity
