Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance cli[...]
2 weeks ago
Sr. Compliance Analyst to participate in various SOC1, SOC2 and SOX audits for an insurance client-5014
6 months to start
Remote with possibility of an in office day or two
What are the main 3-5 responsibilities of this resource?
- Actively participate in various SOC1 and SOC2 and SOX audits by:
- Helping to facilitate meetings between subject matter experts and auditors
- Coordinating with subject matter experts in responding to requests for information from auditors
- Assisting with gathering of evidence and documentation
- Analyze observations raised by auditors, escalating to manage as required
- Assist in the creation of management responses
- Assist with collating SOC 2 report and coordinating reviews and publication
- Assist with executing controls and monitoring procedures, prepare stakeholder and senior management communications.
- Identify and implement solutions to improve efficiency and effectiveness of compliance controls and monitoring
Must haves:
- 5+ years of experience in Compliance or a similar discipline
- 3+ years in the financial services industry
- Familiarity with the general processes and stages of an audit as it relates to SOC1 , SOC2 and SOX audits.
- Knowledge of IT General Computing Controls (e.g., SOX/COBIT, SSAE, NIST, PCI, SOC, SOC2)
Daily Work hours (e.g. 9 am – 5 pm): something between 8 – 5 pm (7.5 hour work day)
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