Financial Examiner

Found in: Jooble CA O C2 - 2 weeks ago

Toronto ON, Canada Canadian Investment Regulatory Organization Full time

If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page:

121 King Street West
Suite 2000
Toronto, ON M5H3T9, CAN

Description

Location: Toronto

Status: Permanent Full-time (Hybrid)

The Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing member requests for reorganizations or resignations, all with the objective of ensuring each Member is accurately reporting and maintaining adequate capital in accordance with CIRO Rules.

Key Responsibilities:

  • Perform Examinations: Conduct financial examinations of CIRO Members and review of auditor working paper files following CIRO standard procedures.
  • Review and Analyze Financial Filings: Review financial filings to determine accuracy and completeness of information filed. Follow and complete the standard financial review program. Discuss and resolve issues arising from the review with Members. Summarize and compile member data when necessary for analytical purposes.
  • Reporting and Advising: Identify significant financial issues and advise manager relating to appropriate action to be taken. Support the Director in the preparation and analysis of financial information for internal and external purposes.
  • Follow-up: Record and follow-up with Member to ensure all appropriate changes are made on subsequent financial filings.
  • Respond to Inquiries: Respond to questions from Members, auditors, or other stakeholders relating to CIRO’s financial requirements.

Education and Experience:

  • 3 years of accounting experience, preferably in the securities industry.
  • A professional accounting designation or equivalent work experience.
  • A degree or diploma in business or accounting.
  • Completion of the Canadian Securities Course and CFO Qualifying Examination Course considered an asset.

Key Skills and Competencies:

  • Excellent understanding of accounting principles and financial statements.
  • Good understanding of the operations of dealer members.
  • Extensive knowledge of securities industry regulations and their applications.
  • Sound judgment on relevance of findings, application of rules to different circumstances, necessity of altering ongoing review process based on situations found.
  • Effective written and oral communication skills.
  • Ability to maintain professional behaviour with Members and auditors in communicating CIRO requirements.
  • Ability to keep informed of and adapt to changes in rules and their application.
  • Travel may be required from time to time, mainly within Ontario.
  • Interest in ongoing learning and professional development.

While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.

CIRO is committed to employment practices that are inclusive and accessible. Accommodations for individuals with disabilities are available. Should you require accommodation, please contact Human Resources.

#J-18808-Ljbffr

  • Senior Financial Examiner

    Found in: Jooble CA O C2 - 4 days ago

    Toronto, ON, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Description Location: Toronto Status:Permanent Full-time (Hybrid) The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    Found in: Jooble CA O C2 - 2 weeks ago

    Toronto, ON, Canada CIRO OCRI Full time

    121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN Description Location: Toronto Status:Permanent Full-time (Hybrid) The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Financial Examiner

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page: 121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus: Permanent Full-time (Hybrid)The...

  • Financial Examiner

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page: 121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus: Permanent Full-time (Hybrid)The...

  • Financial Examiner

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page: 121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus: Permanent Full-time (Hybrid)The...

  • Senior Financial Examiner

    3 days ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    2 weeks ago

    Old Toronto, Canada CIRO OCRI Full time

    121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    2 weeks ago

    Old Toronto, Canada CIRO OCRI Full time

    121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    2 weeks ago

    Old Toronto, Canada CIRO OCRI Full time

    121 King Street West Suite 2000 Toronto, ON M5H3T9, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    3 days ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • Senior Financial Examiner

    17 hours ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionLocation: TorontoStatus:Permanent Full-time (Hybrid)The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing...

  • financial analyst

    Found in: Talent CA 2 C2 - 2 weeks ago

    Toronto, Canada CMLS Financial Ltd. Full time

    Education: Bachelor's degreeExperience: 2 years to less than 3 years or equivalent experienceWork settingBusiness and/or industryTasksExamine and analyze financial and investment information (profiles of companies, stock or bond prices, yields and future trends)Prepare company, industry and economic outlooks, analytical reports, briefings notes and...

  • financial analyst

    Found in: Talent CA 2 C2 - 2 weeks ago

    Toronto, Canada CMLS Financial Ltd. Full time

    Education: Expérience: EducationBachelor's degree or equivalent experienceWork settingBusiness and/or industryTasksExamine and analyze financial and investment information (profiles of companies, stock or bond prices, yields and future trends)Prepare company, industry and economic outlooks, analytical reports, briefings notes and correspondenceProvide...

  • Audit financier H/F

    Found in: Jooble CA O C2 - 2 weeks ago

    Toronto, ON, Canada Canadian Investment Regulatory Organization Full time

    If you are a job seeker with a disability and require a reasonable accommodation to apply for one of our jobs, you will find the contact information to request the appropriate accommodation by visiting the following page: Permanent Full-time (Hybrid) The Financial Examiner’s primary responsibilities include financial examinations, financial filing...

  • Senior Audit Financier H/F

    Found in: Jooble CA O C2 - 2 weeks ago

    Toronto, ON, Canada CIRO OCRI Full time

    Permanent Full-time (Hybrid) The Senior Financial Examiner’s primary responsibilities include financial examinations, financial filing reviews, reviewing audit working paper files, reviewing financial information for new member applications, and reviewing member requests for reorganizations or resignations, all with the objective of ensuring each Member...

  • Equity Research Associate

    4 days ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets BMO Capital Markets is a leading, full-service North American-domiciled financial...

  • Claims Examiner

    16 hours ago

    Toronto, Canada Trisura Guarantee Insurance Company Full time

    At Trisura, we expect more because we believe it can be done better. We are a young, growth oriented team with a commitment to exceptional talent and have been named one of Canada’s Top Small and Medium Employers since 2017. Our growth and our entrepreneurial style, niche market position and development opportunities ensure that our people see the results...

  • Field Examiner

    Found in: Jooble CA O C2 - 2 weeks ago

    Waterloo, ON, Canada Ontario Teachers Insurance Plan Full time

    The Senior Bodily Injury Examiner is responsible for the investigation, quantification, analysis, adjustment and settlement of complex property and casualty claims in excess of $250,000. This role will focus on quality and customer service, by assessing and assigning the appropriate expert and vendor to each claim. The adjustment will be conducted in an...

  • Manager, Financial

    1 day ago

    Toronto, Canada Investment Industry Regulatory Organization of Canada (IIROC) Full time

    **Position Title**:Manager, Financial & Operations Compliance** **Department: Financial and Operations Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** The Manager, Financial & Operations Compliance leads and manages field examinations performed by Financial & Operations Compliance Examiners to ensure that policies, Regulations...

  • Travel Financial Analyst

    Found in: Jooble CA O C2 - 6 days ago

    Toronto, ON, Canada The National Ballet of Canada Full time

    senior financial analyst Verified Posted on April 19, 2024 by Employer details The National Ballet of Canada Bachelor's degree. Tasks: Evaluate financial risk. Use portfolio management software. Examine and analyze financial and investment information (profiles of companies, stock or bond prices, yields and future trends). Provide investment advice and...