Project Regulatory Specialist

7 days ago


Toronto ON, Canada Insight Global Full time

Insight global is looking for a Compliance Analyst for our major banking clients to play a crucial role in ensuring that an organization adheres to regulatory requirements and internal policies. Compliance analysts review laws and regulations, assessing inbound mutual funds triaging complaints - As per regulations and managing teams. Writing response letters, client complaint letters, granting or declining and reasoning. Within the mutual funds compliance, you will be handling complaints for branch networks. You shpuld have expert knowledge of industry guidelines and ensure that the organization complies with these standards. These professionals research regulations and policies, staying up-to-date with any changes. You will be analyzing business processes, identify areas of risk, and evaluate existing practices to ensure compliance. Identifying potential compliance issues and developing strategies to mitigate risks is a key part of the role.Bilingual (FRENCH/ ENGLISH)Sharepoint, and other Microsoft Office applicationsComfortable with technology and multitaskingCompliance experience, banking preferred Mutual fund complianceBranch experienceCSC, Branch compliance course (Cetification)



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