Manager - Canadian Compliance and Risk Management

4 weeks ago

Montreal, Canada Kenova Full time

Position: Manager - Canadian Compliance and Risk Management
Category: Permanent
Location: City Center + Hybrid
Salary: Competitive

Particularities of the employer
Our client is a Canadian investment management firm, specializing in supporting institutions here and abroad. Join a private company with a very warm and friendly culture which offers a lot of flexibility and quality of life and which allows great possibilities for tailor-made progression as well as versatile roles, allowing you to contribute considerably to your environment.

Benefits: Versatile and flexible role – Collaboration with senior management – Opportunity to present compliance initiatives to the board - Be like a business partner with significant influence - Wide latitude to act, be creative and contribute - Warm and friendly environment – Professional stimulation and quality of life – Superb team atmosphere and transparent collaboration – Great employee retention – Environment promoting professional growth – Pleasure activities and active social committee – Culture focused on employee well-being – Financially secure environment – Constantly growing company – Schedule flexibility – Hybrid mode offered – Little or no overtime planned – 4 weeks of vacation – Holiday time off – Unlimited coffee – Occasional 5@7 – Health and well-being allowance – RRSP – Health and dental insurance covered 100% from day one – Competitive salary – Bonus plan

Your responsibilities in a few words
Ensure overall compliance management and updating - Manage the compliance and compliance program schedule - Support the customer service team in opening simple accounts - Complete the required regulatory documents - Supervise implementing risk and compliance training programs for employees - Complete due diligence questionnaires for prospects and existing clients - Support internal and external audit partners - Ensure ongoing monitoring for the group, including website and social media monitoring - Conduct personal transaction compliance validation and code of conduct approval - Challenge the status quo and drive continuous improvement within the team

Your strengths for this position
• BAC in a field relevant to the role
• Minimum 5 to 7 years of Canadian compliance experience in the financial sector
• Experience in international compliance (asset)
• Knowledge of the legal or paralegal sector (assets)
• Skills for collaboration and communication of information
• Ability to work in an asset management environment (asset)
• Bilingualism: required

An ideal opportunity for a curious, creative, collaborative, trustworthy, communicative, rigorous and organized person. Reporting to the Senior Vice President and Chief Operating Officer, you will play an essential role in managing the company's national and international compliance files. Want to join a warm environment and share your knowledge with a professional team? Apply here to receive more information about this position.

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