Director
2 weeks ago
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.
Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future
Purpose
Designs and implements control processes with input from the GBM business lines (Line 1A) and the second lines of defense Compliance), thereby contributing to the overall success of the first line of defense in managing operational risks inherent in the businesses.
Leads and directs supervisory activities for both Trade Floor Supervision (“TFS”) and Internal Control (“IC”) delegated by the specific Global Banking & Markets business lines (Line 1A in the three lines of defence model for managing operational risks). Provides supervisory support and serves as a subject matter expert in the products and services offered by the businesses to assist in risk oversight on day-to-day trading and sales activities. As part of the TFS mandate, works with the front office, to ensure that trading and communications surveillance is conducted in accordance with local regulatory requirements.
What You'll Do:
Lead/direct/execute delegated trade and communications surveillance and supervisory tasks from the businesses (Line 1A) consistent with the established supervisory framework. Conduct sales and trader oversight activities, escalating negative trends to the respective heads sales and trading/business line heads for remedial action. Act as the escalation point for incidents delays in signing off daily P&L, errors, disputes), investigate and remediate as necessary. Develop and provide training to business line (1A) personnel on non-financial risks and controls and supervision procedures. Maintain an audit trail of supervision activities and maintain documentary evidence of delegations of such activities by business line (Line 1A). Evaluate impact on operational risk management from changes resulting from business expansion into new geographies, new products and services, organic business growth, system changes/new implementation, regulatory requirements. Drives industry change by advancing GBM perspective with industry committees and working groups. Review regulatory and audit findings and work with business line management (Line 1A) to formulate responses and track to remediation. Coordinate responses to regulatory requests on behalf of the business oversees, tracks and responds to regulatory findings). Lead in providing regular KRI / KPI reporting to GBM Management on the condition of internal controls in the respective business lines including analyses of root causes of control breakdowns and determine appropriate corrective actions. Lead and supervise teams within Internal Control that execute delegated supervisory and oversight responsibilities of Internal Control and Trade Floor Supervision from Line 1A; Builds a high-performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment; communicating vison/values/business strategy and managing succession and development planning for the team.What You'll Bring:
Individual should be licensed as a Supervisor with CIRO and FINRA Strong working knowledge of regulatory requirements that govern trading businesses in Canada, USA, Europe, APAC, and LATAM etc. Individual must have strong supervisory and management skills coupled with the ability to hire, place and train incumbents At least 10 years’ experience in a trading and operational risk management role In-depth knowledge of capital markets business, including Equity, Fixed Income, Listed Derivatives, Foreign Exchange Expert knowledge of internal controls Extensive experience interacting with senior executives and managing key relationships throughout the organization This role requires successful completion of the National Futures Association Swaps Proficiency Requirement (SPR) within 90 days of assuming the roleWork Arrangement:
This position is currently a Hybrid role, with the expectation that you will work 3 days a week in the office. Please note that this is subject to change based on the needs of the business.
#LI-Hybrid
Interested?
If your experience is closely related but doesn’t align perfectly with every qualification, we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That’s why we work to grow and diversify talent and engage employees in a performance-oriented culture.
What's in it for you?
Scotiabank wants you to be able to bring your best self to work – and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.
-
NA-Managing Director
23 hours ago
Toronto, Canada LEON CYCLEManaging Director Full timePosition Title: Managing Director Reports to: CEO Location: Toronto Leon Cycle introduction: Leon Cycle started in Germany and has steadily expanded its global presence since then; to Spain, USA, Australia, Italy, France and Canada. Our mission is to design, manufacture and sell e-bikes through various distribution channels (e-commerce, and dealers). Our...
-
NA-Managing Director
16 hours ago
Toronto, Canada LEON CYCLEManaging Director Full timePosition Title: Managing Director Reports to: CEO Location: Toronto Leon Cycle introduction: Leon Cycle started in Germany and has steadily expanded its global presence since then; to Spain, USA, Australia, Italy, France and Canada. Our mission is to design, manufacture and sell e-bikes through various distribution channels (e-commerce, and dealers). Our...
-
NA-Managing Director
18 hours ago
Toronto, Canada LEON CYCLEManaging Director Full timePosition Title: Managing Director Reports to: CEO Location: Toronto Leon Cycle introduction: Leon Cycle started in Germany and has steadily expanded its global presence since then; to Spain, USA, Australia, Italy, France and Canada. Our mission is to design, manufacture and sell e-bikes through various distribution channels (e-commerce, and dealers). Our...
-
NA-Managing Director
7 hours ago
Toronto, Canada LEON CYCLEManaging Director Full timePosition Title: Managing DirectorReports to: CEO Location: TorontoLeon Cycle introduction: Leon Cycle started in Germany and has steadily expanded its global presence since then; to Spain, USA, Australia, Italy, France and Canada. Our mission is to design, manufacture and sell e-bikes through various distribution channels (e-commerce, and dealers). Our most...
-
NA-Managing Director
12 hours ago
Toronto, Canada LEON CYCLEManaging Director Full timePosition Title: Managing DirectorReports to: CEOLocation: TorontoLeon Cycle introduction:Leon Cycle started in Germany and has steadily expanded its global presence since then; to Spain, USA, Australia, Italy, France and Canada. Our mission is to design, manufacture and sell e-bikes through various distribution channels (e-commerce, and dealers). Our most...
-
Summer Director
4 weeks ago
Toronto, Canada Ontario Camps Association Full timeJob Posting Summer Director Working with the Camp Director, the Summer Director ensures the mission and goals of Camp Kee-Mo-Kee upheld and assists with the planning and implementation of spring outdoor education and summer camp programs. The Summer Director embodies the spirit of Camp Kee-Mo-Kee and is a visible, frontline leader, supervising...
-
Waterfront Director
3 weeks ago
Toronto, Canada Ontario Camps Association Full timeJob Posting Waterfront Director Job Title: Waterfront DirectorClassification: Senior StaffReports to: Camp DirectorStart Date: To Be Determined Depending on availability.End Date: Approximately 2 days after the last camping session.Accommodations: The Wil-Knot Position Purpose: The Waterfront Director is to supervise and manage the waterfront...
-
Leadership Director
4 weeks ago
Toronto, Canada Ontario Camps Association Full timeJob Posting Leadership Director Job Title: Leadership DirectorClassification: Senior StaffReports to: Camp DirectorStart Date: To Be Determined Depending on availability.End Date: Approximately 2 days after the last camping session.Accommodations: The Arc Position Purpose: The Leadership Director is to supervise and manage the leadership program,...
-
Program Director
3 weeks ago
Toronto, Canada Ontario Camps Association Full timeJob Posting Program Director Job Title: Program DirectorClassification: Senior StaffReports to: Camp DirectorStart Date: To Be Determined Depending on availability.End Date: Approximately 2 days after the last camping session.Accommodations: The Dive Position Purpose: The Program Director is to supervise and manage the program staff throughout...
-
Director
7 days ago
Toronto, Canada Isaac Operations Full timeWho we are. While technically we’re an operational consultancy, we don’t like to call ourselves consultants. We’re a collection of engineers, innovators and creators who work with companies across industries to simplify the complex, realize untapped potential, and uncover opportunities. We know that our people are our superpower and loving your Monday...
-
Site Director
3 days ago
Toronto, Canada Microsoft Full timeMicrosoft Cloud Operations + Innovation (CO+I) is the team behind the cloud. CO+I is responsible for delivering over 200 Microsoft web portals, Live and Online Services around the world including infrastructure, security and compliance, operations, globalization, and manageability. Our focus is on smart growth, high efficiency, and delivering trusted...
-
Junior Shop Director
3 weeks ago
Toronto, Canada Kit and Ace Full timeAs Junior Shop Director, you will be responsible for certain aspects of the business as assigned by The Shop Director. You are accountable for all the store operations and functions when The Shop Director is absent and treat the showroom as if it were your own. The Junior Shop Director coaches and mentors the team in leading lives of their own design and...
-
Director, Learning
2 days ago
Toronto, Canada Institute of Corporate Directors Full timeABOUT THE INSTITUTE OF CORPORATE DIRECTORS (ICD) Established in 1981, the Institute of Corporate Directors (ICD) is a not-for-profit, member-based organization representing Canadian directors and boards across the for-profit, not-for-profit, Credit Union sectors, and Crown sectors. As Canada’s lar
-
Director of Engineering
2 weeks ago
Toronto, Canada Kongsberg Geospatial Full timeDirector, EngineeringJob descriptionAs the Director of Engineering you will play a pivotal role in ensuring efficiency, quality and continuous improvement of our Engineering function. Reporting to the Vice President - Engineering and Technology, the Director of Engineering will lead a high-performance team of Engineering Managers to deliver innovative and...
-
Director of Engineering
4 days ago
Toronto, Canada Kongsberg Geospatial Full timeDirector, Engineering Job descriptionAs the Director of Engineering you will play a pivotal role in ensuring efficiency, quality and continuous improvement of our Engineering function. Reporting to the Vice President - Engineering and Technology, the Director of Engineering will lead a high-performance team of Engineering Managers to deliver innovative and...
-
Art Director
2 weeks ago
Toronto, Canada Nectar First Full timeAbout Nectar First Nectar First is a fast-growing digital marketing and media agency with clients in the USA and Canada. We offer media services and technology that help brands get closer to audiences. We do this by offering in-house solutions that empower partners to take control of their digital media, social buying, and first-party data strategies. Our...
-
Art Director
2 weeks ago
Toronto, Canada Nectar First Full timeAbout Nectar First Nectar First is a fast-growing digital marketing and media agency with clients in the USA and Canada. We offer media services and technology that help brands get closer to audiences. We do this by offering in-house solutions that empower partners to take control of their digital media, social buying, and first-party data strategies. Our...
-
Art Director
2 weeks ago
Toronto, Canada Nectar First Full timeAbout Nectar First Nectar First is a fast-growing digital marketing and media agency with clients in the USA and Canada. We offer media services and technology that help brands get closer to audiences. We do this by offering in-house solutions that empower partners to take control of their digital media, social buying, and first-party data strategies. Our...
-
Director of Development
4 weeks ago
Toronto, ON, Canada Chad Management Group Full timeDirector of Development JOB SUMMARY: The Director of Development is responsible for Reena Foundation’s annual giving program (all yearly gifts under $10,000) and the identification, cultivation, and stewardship activities related to the acquisition of intermediate donors ($10,000 to $100,000). ACCOUNTABILITY AND KEY RELATIONSHIPS: The Director of...
-
Director of Development
3 weeks ago
Old Toronto, Canada Chad Management Group Full timeDirector of Development JOB SUMMARY: The Director of Development is responsible for Reena Foundation’s annual giving program (all yearly gifts under $10,000) and the identification, cultivation, and stewardship activities related to the acquisition of intermediate donors ($10,000 to $100,000). ACCOUNTABILITY AND KEY RELATIONSHIPS: The Director of...
