AVP, Investment Funds

5 days ago

Montréal, Canada ISTITUTO MARANGONI Full time

About AGF:

Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range of clients, from individual investors and financial advisors to institutions, including pension plans, corporate plans, sovereign wealth funds, endowments and foundations. Our commitment to the principles of good stewardship and responsible investment is a positive differentiator for AGF. We believe integrating Environmental, Social and Governance (ESG) issues into our investment decision-making and ownership practices across platforms will help deliver better investment outcomes to our clients.

About AGF's Global Compliance Program:

Through a centralized approach to global compliance, AGF ensures that each registered entity in its group of companies has the appropriate compliance framework and program in place to manage overall regulatory risk. The compliance team is responsible for developing, implementing and reporting on the global compliance program. Although specific regulatory obligations vary by jurisdiction, in principle they address similar requirements and have similar risk implications. As such, while each AGF Entity maintains its own specific policies and procedures tailored to its specific business, process and jurisdictional regulatory requirements and risks, efforts are made to align all AGF Entities' policies and procedures where possible.

About the Role:

Reporting to the Global Head of Compliance and Chief Compliance Officer, AGF Investments Inc., the AVP, Investment Funds and Product Compliance will assist with all investment fund related compliance oversight and program areas and regulatory initiatives. The focus of will be public mutual funds (including liquid alternatives), ETFs, and exempt market products marketed and distributed to Canadian retail investors (via third party broker/dealer firms and their advisors).

Your Responsibilities:

  • Provide regulatory guidance to the business with respect to new product design including mutual funds, ETFs and alternative products considering global regulatory regimes
  • Assist with reporting and oversight of mutual fund sales practices and product related complaints process
  • Oversee investment fund related compliance processes, such as short term and frequent trading policy, AML, foreign order execution, and unclaimed property
  • Report to the Funds Board and related independent review committees on request
  • Participate in the development of new products, new services, communication and sales strategies, and new initiatives with the objective of identifying regulatory requirements and risks and advising on best practices to manage identified risk exposures
  • Create and update policies and procedures, senior management and board reporting, subsidiary support and oversight, enterprise-wide training, internal and external audits, selection and support of fintech tools/service providers related to investment fund processes
  • Support the initial and on-going due diligence and on-boarding of new strategic partners/entities
  • Collaborate with Marketing & and Product teams and AGF Investor Services to manage the implementation of new and the maintenance of existing products and services

Your Qualifications:

  • 10+ years of demonstrated work experience (i.e. hands-on experience interpreting and operationalizing regulatory change initiatives) within an asset management, legal, or other financial industry environment
  • Strong knowledge of the investment management industry in Canada. Experience with alternative products is an asset
  • Understanding of the regulatory framework and investment management industry best practices (e.g., NI 81-102, NI 31-103 etc.,)
  • Depth of knowledge of internal controls pertaining to global asset managers
  • Strong organizational skills and demonstrated ability to manage simultaneous priorities
  • Ability to build relationships with teams across the organization, excellent interpersonal skills, working effectively with individuals across cultures, functions and levels of seniority.
  • Ability to exercise diligence, diplomacy and discretion when dealing with confidential information
  • Excellent oral and written communication skills
  • A university degree (preferably in finance, business administration, law, accounting, or similar)
  • Other compliance or industry certifications a plus (CFA, CIM, etc.) preferred.

No unsolicited agency referrals please.

AGF is an equal opportunity employer. AGF welcomes and encourages applications from people with disabilities. Accommodations are available on request in all aspects of our recruitment and selection process. It is the Company's policy to recruit and select applicants for employment solely on the basis of their qualifications, with emphasis on selecting the best qualified person for the job. AGF does not discriminate against applicants based on race, color, religion, sex, national origin, or disability or any other status or condition protected by applicable legislation.

# R10998

  • AVP, Investment Funds

    5 days ago

    Montréal, Canada ISTITUTO MARANGONI Full time

    About AGF: Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...

  • AVP, Investment Funds

    4 days ago

    Montréal, Canada ISTITUTO MARANGONI Full time

    About AGF: Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...

  • Product Specialist

    3 weeks ago

    Montréal, Canada Desjardins Full time

    At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...

  • Manager Investments, Canada Growth Fund Investment

    2 weeks ago

    Montréal, Canada PSP Investments Full time

    ABOUT US We’re one of Canada’s largest pension investment managers, with CAD$243.7 billion of net assets as at March 31, 2023. We invest funds for the pension plans of the federal public service, the Canadian Forces, the Royal Canadian Mounted Police and the Reserve Force. Headquartered in Ottawa, PSP Investments has its principal business office in...

  • Assistant Vice President, Credit and Investment

    4 weeks ago

    Montréal, Canada Business Development Bank of Canada Full time

    We are banking at another level. Choosing BDC as your employer means working in a healthy, inclusive, and skilled workplace that puts forward the best conditions to bring together unique teams where employees are empowered to act. It also means being at the centre of ambitious economic and financial projects to see further and to do things differently, to...

  • Operations Analyst, Investment Fund Development

    3 weeks ago

    Montréal, Canada Desjardins Full time

    As Operations Analyst, Investment Fund Development, you will be a key member of the team that will support the product development and management initiatives and deliverables. You will support the development and management of investment products, including mutual funds, exchange-traded funds and private funds. You will support the development and management...

  • Coordinator, Sales

    4 weeks ago

    Montréal, Canada Lysander Funds Full time

    Job Title: Coordinator, Sales - Company: Lysander Funds Limited - Location: Montréal, QC Lysander Funds is an independent Investment Fund Manager headquartered in Toronto with regional offices in Montréal and Vancouver. We offer investment products to investment and mutual fund advisors and their clients with the aim of helping investors reach their...

  • Intern, Canada Growth Fund Investment Management

    4 weeks ago

    Montréal, Canada PSP Investments Full time

    ABOUT US We’re one of Canada’s largest pension investment managers, with CAD$243.7 billion of net assets as at March 31, 2023. We invest funds for the pension plans of the federal public service, the Canadian Forces, the Royal Canadian Mounted Police and the Reserve Force. Headquartered in Ottawa, PSP Investments has its principal business office in...

  • Senior Analyst, Investment Performance

    4 weeks ago

    Montréal, QC, Canada CN Investment Division (CNID) Full time

    Are you ready for a change? CN Investment Division (the Division) is your chance to do meaningful work with a smart, imaginative team in a unique and exciting environment. Established in 1968, the CN Investment Division manages one of the largest single-employer defined benefit pension funds in Canada and holds a long track record of solid performance....

  • Senior Analyst, Investment Performance

    4 weeks ago

    Montréal, QC, Canada CN Investment Division (CNID) Full time

    Are you ready for a change? CN Investment Division (the Division) is your chance to do meaningful work with a smart, imaginative team in a unique and exciting environment. Established in 1968, the CN Investment Division manages one of the largest single-employer defined benefit pension funds in Canada and holds a long track record of solid performance....

  • Senior Analyst, Investment Performance

    4 weeks ago

    Montréal, QC, Canada CN Investment Division (CNID) Full time

    Are you ready for a change? CN Investment Division (the Division) is your chance to do meaningful work with a smart, imaginative team in a unique and exciting environment. Established in 1968, the CN Investment Division manages one of the largest single-employer defined benefit pension funds in Canada and holds a long track record of solid performance....

  • Avp Corporate Sustainability

    4 weeks ago

    Montréal, Canada Business Development Bank of Canada Full time

    No other bank is doing what we do. At BDC, we help Canada and its entrepreneurs create a prosperous, inclusive and green economy. Our mission is to help Canadian businesses thrive by providing financing, capital and advisory services. We’re devoted to Canadian entrepreneurs. We’re also dedicated to our employees. Adaptable. Inspiring. Different....

  • Director, Investments

    3 weeks ago

    Montréal, Canada McGill University Full time

    Please refer to the job aid for instructions on how to apply. Position Summary: Reporting to the Chief Investment Officer (CIO) & Treasurer, the Director, Investments will oversee the management of the McGill University Pension Plan and McGill Endowment fund making recommendations on tactical and strategic asset allocation, rebalancing of investments,...

  • Investment Consultant

    3 weeks ago

    Montréal, Canada Aon Corporation Full time

    Posting Description: Are you an investment professional looking for your next challenge? Wouldn't it be exciting to be working alongside an industry-leading and innovative global investment team? Then Aon has the opportunity for you! This can be a hybrid role with the flexibility to work both virtually and from our Montreal office. **Aon is in the business...

  • Specialist - Fund Operations

    4 weeks ago

    Montréal, Canada Innocap Full time

    **_PLEASE NOTE THAT THIS ROLE MAY BE FILLED IN CANADA or the USA. WE WELCOME APPLICANTS FROM THESE LOCATIONS._** **ABOUT INNOCAP** Our origins date back to 1996. We provide institutional allocators a superior way to structure, access and monitor their alternative investments through our Dedicated Managed Account platform. We are the leading Dedicated...

  • Avp, Strategic Initiatives, Defined Benefit

    3 weeks ago

    Montréal, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Analyst - Investments

    3 weeks ago

    Montréal, Canada Pomerleau Full time

    **We are Pomerleau. And you could be too.** Pomerleau is recognized as one of Canada’s leaders in the construction industry, in the institutional, commercial, industrial and civil engineering sectors. Clients benefit from our expertise as general contractor, construction manager, project manager and design-builder. Pomerleau believes in delivering...

  • Associate - Investments

    4 weeks ago

    Montréal, Canada Pomerleau Full time

    **We are Pomerleau. And you could be too.** At Pomerleau, we fully understand that our mission is not only to create infrastructure or erect buildings, but to build communities. As a leader in the construction industry for nearly 60 years, we always aim to make a positive impact on the lives of the people we serve across Canada. To do this, we do...

  • Associate, Bdc Thrive Venture Fund

    4 weeks ago

    Montréal, Canada Business Development Bank of Canada Full time

    We are banking at another level. Choosing BDC as your employer means working in a healthy, inclusive, and skilled workplace that puts forward the best conditions to bring together unique teams where employees are empowered to act. It also means being at the centre of ambitious economic and financial projects to see further and to do things differently, to...

  • Associate - Fund Operations

    4 weeks ago

    Montréal, Canada Innocap Full time

    **_PLEASE NOTE THAT THIS ROLE MAY BE FILLED IN CANADA OR THE USA. WE WELCOME APPLICANTS FROM BOTH LOCATIONS._** **ABOUT INNOCAP** Our origins date back to 1996. We provide Institutional allocators a superior way to structure, access and monitor their alternative investments through our Dedicated Managed Account platform. We are the leading Dedicated...