Senior Investigator

What is the opportunity? As a Senior Investigator (AML RBC Bank (Georgia) (RBCBG)) within the Anti-Money Laundering Financial Intelligence Unit (AMFIU), you are the Subject Matter Expert on AML Investigations. Job Description What will you do? Assist the Senior Manager of AML Investigations with the ongoing maintenance of the AML Compliance Program for RBC Bank and/or the RBC US Wealth Management Credit Branch. Review manual and/or automated escalations to sustain an effective AML transaction monitoring process for RBC Bank. Conduct investigations and maintain appropriate documentation for all conclusions (SAR/No SAR). Make recommendations for filing Suspicious Activity Reports (SARs), and demarketing of clients. Prepare timely and thorough SARs as necessary. Maintain compliance-related records and tracking sheets for referrals from both internal and external partners including subpoenas, requests from law enforcement for supporting documentation, Unusual Transaction Report (UTR) referrals, Fraud referrals, OFAC clearance. Support Global AML investigations and/or demarketing efforts involving RBC clients, working with colleagues across Global Compliance on joint investigations, as needed. Serve as escalation point for potential sanctions hits as identified through Control List Filter (CLF) and other local OFAC processes. Support RBCBG Fraud as necessary on Fraud Investigations and complete related SARs. Execution of 314(a) searches and resolution of potential matches, as needed. Engage with the lines of business to ensure questions regarding clients are answered timely and effectively. Assistance as needed providing documentation/evidence for Regulatory Exams and Internal Audit. Other critical duties as assigned. Gather information/intelligence from all available sources. Promote, support and adhere to RBC’s policies and guidelines on Code of Conduct, Personal and Professional Development, Equal Opportunities, Health and Safety, Data Protection and Information Security, in accordance with published policy/guidance documents and protocols. Work with the Global AML FIU Investigation Team and other FIU partners to ensure that investigations are conducted within defined timelines and are escalated in accordance with relevant policy. What do you need to succeed? Must have Strong investigative and analytical skills to reach reasoned and sound conclusions with supporting arguments. Exceptional verbal and written communication skills. Ability to gather, assess, evaluate and present complex information simply and concisely. Time management and organizational skills to manage workload and meet benchmarks. 2 to 4 years of experience in AML Investigations. Nice to have CAMS (Certified Anti-Money Laundering Specialist). Experience with US AML Investigations. What’s in it for you? Leaders who support your development through coaching and management opportunities. Opportunities to do challenging work. Opportunities to take on progressively greater accountabilities. Work in a dynamic, collaborative, progressive, and high-performing team. Ability to make a difference and lasting impact. Job Skills : Anti-Money Laundering (AML), Communication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management. Additional Job Details Address: 20 KING ST W, TORONTO. City: Toronto. Country: Canada. Work hours/week: 37.5. Employment Type: Full time. Platform: GROUP RISK MANAGEMENT. Job Type: Regular. Pay Type: Salaried. Posted Date: . Application Deadline: . Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above. Inclusion and Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you. Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com. Referrals increase your chances of interviewing at RBC by 2x. #J-18808-Ljbffr