Chief Compliance Officer — Broker-Dealer

2 weeks ago


Canada Mercury Full time

A forward-thinking tech company in Canada is looking for a Chief Compliance Officer to lead their compliance programs and strategies. In this executive role, you will oversee regulatory obligations, manage examinations, and design governance structures. The ideal candidate must possess over 10 years of experience in securities compliance, ideally in fintech or brokerage, along with a FINRA Series 24 license. The total rewards package includes a highly competitive salary and equity options.#J-18808-Ljbffr



  • , , Canada Mercury Full time

    Chief Compliance Officer – Broker‑Dealer and Registered Investment Advisor Join to apply for the Chief Compliance Officer – Broker‑Dealer and Registered Investment Advisor role at Mercury . In 1933, amid the wreckage of financial collapse, a radical idea became law: that transparency could be a form of trust. That full disclosure, not blind...


  • , BC, Canada Finance and Chief Financial Officer, Fraser Health Full time

    Vice President, Finance and Chief Financial Officer,Fraser Health Canada Work here. Live here. As the largest of five regional health authorities in the province of British Columbia, Fraser Health plays a pivotal role in delivering hospital and community-based health services to over two million people residing in 20 diverse communities, spanning from...


  • , , Canada Coinbase Full time

    Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very...

  • Sales Broker

    2 weeks ago


    , , Canada My Insurance Broker Full time

    Overview My Insurance Broker, a family-owned and operated business established in August 2008, is based in Ontario with offices across Southern Ontario. The company is focused on offering better pricing, better coverage, and better service for clients through strong relationships with top Canadian insurers. Role Description This is a full-time remote role...

  • Chief Risk

    2 weeks ago


    , AB, Canada General Bank of Canada Full time

    Position Details Status: Permanent, fulltime Workplace Model: In-Office Location: Edmonton, Alberta Compensation: Compensation is commensurate with qualifications and is consistent with compensation standards for executive-level positions Posting Deadline: Posted until filled The Opportunity General Bank of Canada is looking for a permanent, fulltime Chief...


  • , , Canada Mercor Full time

    Chief Compliance Officer | Up to $150/hr Mercor connects elite creative and technical talent with leading AI research labs. Headquartered in San Francisco, our investors include Benchmark, General Catalyst, Peter Thiel, Adam D'Angelo, Larry Summers, and Jack Dorsey. Position Chief Compliance Officer (Independent Contractor) Compensation $90–$150...


  • , , Canada Mercor Full time

    Chief Compliance Officer | $150/hr Max 4 days ago – Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. This range is provided by Mercor. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $90.00/hr – $150.00/hr Direct message the job poster...


  • , , Canada P2P Full time

    An established industry player is seeking a Chief Compliance Officer to lead compliance efforts in Canada. This pivotal role demands a seasoned leader with over 8 years of experience in compliance, particularly in Canadian Securities and Financial Crime Regulation. The ideal candidate will manage regulatory relationships, ensure adherence to evolving...


  • , BC, Canada Neskonlith Full time

    Chief Financial Officer (CFO) Neskonlith Indian Band Location: Chase, BCPosition Type: Full-TimeWage Range: $80‑95k About Neskonlith Indian Band The Neskonlith Indian Band is a vibrant Indigenous community dedicated to fostering a sustainable future for our members. We are looking for a skilled Chief Financial Officer (CFO) to join our team and lead our...

  • Chief Officer

    2 weeks ago


    Squamish, British Columbia, VN T, Canada Bridgemans Services Full time

    Chief Officer Primary Location: On MV Isabelle X/ Saga-Company Vessels alongside Squamish, BCEmployee Status: RotationalNo. of Vacancy: 3Company Operating Name: Bridgemans Crew Management Ltd.Business Address: 2512 Yukon St, Vancouver, BC V5Y 0H2Terms of Employment: Rotational schedule for three years with the possibility of extensionLanguage of Work:...