Trade Floor Surveillance Associate

A major Canadian financial institution is looking for an Associate to join the Trade Floor Supervision team in Toronto. The role involves monitoring communications to ensure compliance with regulatory standards, identifying potential issues within trading environments, and contributing to a high-performance work culture. Candidates should possess strong...

A major Canadian financial institution is looking for an Associate to join the Trade Floor Supervision team in Toronto. The role involves monitoring communications to ensure compliance with regulatory standards, identifying potential issues within trading environments, and contributing to a high-performance work culture. Candidates should possess strong...

Requisition ID: 165727 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Trade Floor Supervision is mandated to reduce the regulatory, reputational, and operational risks associated to the sales and trading function on a global basis. This is accomplished by monitoring daily, weekly, and...

A leading bank in Canada is seeking an Associate for Trade Floor Supervision in Toronto. This role focuses on monitoring communications related to trading activities, ensuring adherence to regulations, and engaging with senior management. Candidates should possess strong organizational and analytical skills, a degree in Business or Economics, and familiarity...

A leading Canadian bank in Toronto is seeking an Associate for Trade Floor Supervision under Operational Risk Oversight. This role entails monitoring communications related to trading activities to ensure compliance with regulations. The ideal candidate will have experience in Capital Markets and a relevant university degree. The position requires strong...

A leading Canadian bank in Toronto is seeking an Associate for Trade Floor Supervision under Operational Risk Oversight. This role entails monitoring communications related to trading activities to ensure compliance with regulations. The ideal candidate will have experience in Capital Markets and a relevant university degree. The position requires strong...

A leading Canadian bank in Toronto is seeking an Associate for Trade Floor Supervision under Operational Risk Oversight. This role entails monitoring communications related to trading activities to ensure compliance with regulations. The ideal candidate will have experience in Capital Markets and a relevant university degree. The position requires strong...

A leading financial institution in Toronto is seeking an Associate for Trade Floor Supervision. This role involves monitoring communications to ensure compliance with regulations and corporate policies, contributing to risk management in a high-performance culture. The ideal candidate will have a degree in Business or Economics, experience in Capital...

A leading financial institution in Toronto is seeking an Associate for Trade Floor Supervision. This role involves monitoring communications to ensure compliance with regulations and corporate policies, contributing to risk management in a high-performance culture. The ideal candidate will have a degree in Business or Economics, experience in Capital...

100 King Street West Toronto Ontario,M5X 1A1 **Note this is a 1-year contract opportunity.** BMOII’s Trade Surveillance team within the Legal, Regulatory, Compliance and Procurement Group (LRCP) has an opening for an Associate Compliance Officer (1-year contract) who will be responsible for conducting daily and monthly trade surveillance activities for...