Strategic Regulatory Compliance Analyst

Regulatory Compliance Analyst Downtown Toronto Hybrid 7 am - 3 pm hours Our client, a growing company located in the downtown core of Toronto is hiring! They are looking to hire a Regulatory Compliance Analyst to join its team. This role will have working hours of 7 am - 3 pm. Some hybrid work offered. In this role the successful candidate will report to...

HomeEquity Bank is seeking a Regulatory Compliance Analyst to support the end-to-end compliance management program. You will assist in implementing key frameworks, tracking regulatory changes, and providing testing insights to ensure regulatory expectations are met. The role collaborates with business units and risk functions to strengthen the bank's...

A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist. The role involves ensuring adherence to securities laws, supporting compliance operations, and conducting audits. The ideal candidate has a relevant Bachelor's degree, at least 5 years of experience in compliance within a registered firm, and strong analytical and...

iA Financial Group in Toronto is seeking a Compliance Analyst to support the Compliance Group with oversight, monitoring, and reporting on securities regulations (81-102/105/106) and internal policies. This temporary role starts immediately and ends in March 2027. You will review materials, perform regulatory research, document findings, and escalate...

Business Analyst - Banking Regulatory Compliance Gather, analyze, and document business requirements related to product, system, and regulatory changes. Assess business impacts and support change initiatives. Develop new business process flows and optimize existing processes. Identify opportunities for process improvements, efficiency gains, and cost...

Jefferies in Toronto is seeking an entry-level Compliance Analyst to support the Chief Compliance Officer. The role suits a recent graduate with internship exposure in investment banking, fintech, or financial services, focusing on regulatory monitoring, policies, training, and reporting. You will work with Legal, Risk, Operations, and Front Office teams to...

QWealth Partnership is seeking a Compliance Analyst to join our growing Compliance Team in Canada. You will work with the Chief Compliance Officer to support the compliance program across the partnership and help ensure adherence to applicable regulations, policies, and legislation. You will assist with maintaining policies, conflicts inventory, and...

TD in Toronto seeks a seasoned Compliance professional to lead policy development, risk assessments, and regulatory controls across the enterprise. You will support management reporting and collaborate with control functions to ensure effective risk management. The role requires an undergraduate degree and 3+ years of relevant experience, with professional...