Senior Compliance Investigator, Regulatory Investigations

A leading financial services firm in Toronto seeks an experienced Senior Compliance Officer for the Investigations role. This position supports market integrity and investor protection by analyzing trading activities and conducting investigations. Candidates need a minimum of 5 years in compliance within financial services, strong knowledge of CIRO rules,...

Compliance Officer, Complaints and Regulatory Investigations Join to apply for the Compliance Officer, Complaints and Regulatory Investigations role at CI Financial 1 week ago Be among the first 25 applicants At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over...

Compliance Officer, Complaints and Regulatory Investigations Join to apply for the Compliance Officer, Complaints and Regulatory Investigations role at CI Financial 1 week ago Be among the first 25 applicants At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over...

Senior Compliance Officer, Investigations Join to apply for the Senior Compliance Officer, Investigations role at Raymond James Ltd. At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to...

Senior Compliance Officer, Investigations Join to apply for the Senior Compliance Officer, Investigations role at Raymond James Ltd. At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to...

At Raymond James,wedevelop,wecollaborate,wedecide,wedeliver, andweimprove together.Raymond James Ltd. is Canada's leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.Senior Compliance Officer, Investigations,Private Client Group (PCG)...

A leading financial services firm is seeking a Compliance Officer in Toronto. This role involves investigating client complaints, responding to regulatory inquiries, and ensuring compliance with industry regulations. The ideal candidate will have over 3 years in compliance, knowledge of CIRO regulations, and strong analytical and communication skills....

A leading financial services firm is seeking a Compliance Officer in Toronto. This role involves investigating client complaints, responding to regulatory inquiries, and ensuring compliance with industry regulations. The ideal candidate will have over 3 years in compliance, knowledge of CIRO regulations, and strong analytical and communication skills....

A leading financial services firm is seeking a Compliance Officer in Toronto. This role involves investigating client complaints, responding to regulatory inquiries, and ensuring compliance with industry regulations. The ideal candidate will have over 3 years in compliance, knowledge of CIRO regulations, and strong analytical and communication skills....

A leading financial services firm is seeking a Compliance Officer in Toronto. This role involves investigating client complaints, responding to regulatory inquiries, and ensuring compliance with industry regulations. The ideal candidate will have over 3 years in compliance, knowledge of CIRO regulations, and strong analytical and communication skills....