Director, Wealth Management Compliance

**Aviso Wealth**: **The Opportunity**: We’re looking for a Director, Governance, Risk, and Compliance (GRC) to join our Technology Security team. **Who you are**: - **Service** - You consider both internal and external stakeholders and demonstrate intent of understanding and putting the clients’ needs first. You advocate service excellence and work to...

Overview What is your opportunity? As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in support of the RBC Dominion Securities Inc. (Retail) (RBC DS) business, Canada’s largest investment dealer and wealth management firm. You will be responsible for a broad mandate, which includes: people management, advisory...

Join to apply for the Director, Wealth Management role at Alterna Savings 1 day ago Be among the first 25 applicants Join to apply for the Director, Wealth Management role at Alterna Savings Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Alterna Savings The Director is responsible for efficient and effective...

A leading financial institution is seeking a Director for the Wealth Management Canada Compliance team in Toronto. The role involves managing Compliance Managers, addressing client complaints, and overseeing regulatory changes impacting the business. Ideal candidates will possess over 10 years of experience in financial services and demonstrate strong...

Overview At Aviso, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...

Overview What is your opportunity? As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in support of the RBC Dominion Securities Inc. (Retail) (RBC DS) business, Canada’s largest investment dealer and wealth management firm. You will be responsible for a broad mandate, which includes: people management, advisory...

Aviso:At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...

At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...

At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic...

A leading wealth and asset management firm in Canada is seeking a Senior Manager, Compliance to ensure adherence to provincial regulations and oversee compliance frameworks. The ideal candidate will have 7–10+ years of relevant experience, demonstrated leadership abilities, and proficiency in both French and English. This role is key to supporting the...