Current jobs related to Director, Trade Surveillance - Toronto - RBC
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Director, Head of Trade Surveillance
2 weeks ago
Toronto, Ontario, Canada RBC Full timeJob DescriptionWhat is your opportunity? You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...
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Director, Head of Trade Surveillance
2 weeks ago
Toronto, ON MW A, Canada RBC Full timeJob DescriptionWhat is your opportunity?You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...
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Director, Head of Trade Surveillance
1 week ago
Toronto, Canada Royal Bank of Canada Full time-- - **What is your opportunity?** You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...
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Regulatory Compliance Manager
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Toronto, Canada Fidelity Investments Full timeJob Description About Us: Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.based firms. For more information about Fidelity Clearing Canada,...
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Toronto, Canada Scotiabank Full timeRequisition ID: 229220 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** - The Global Compliance Trade Surveillance (“GCTS”) team is a global, best in class program within Global Compliance responsible for performing surveillance of Scotiabank trading activities for market manipulation,...
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Surveillance Officer
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Toronto, Canada Investment Industry Regulatory Organization of Canada (IIROC) Full time**Position Title: Surveillance Officer** **Department: Market Surveillance** **Region: Toronto** **Status: Fixed-term - 10 months (Hybrid)** As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monitor trading, protect market integrity and administer New SRO's UMIR rules. You’ll...
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Surveillance Officer
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Toronto, Canada Investment Industry Regulatory Organization of Canada (IIROC) Full time**Position Title: Surveillance Officer** **Department: Market Surveillance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** As a vital member of the Market Surveillance team, you will utilize cutting edge technology and data analysis techniques to monitor trading, protect market integrity and administer New SRO's UMIR rules. You’ll gain...
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Compliance Officer, Trade Surveillance
1 week ago
Toronto, Canada Scotiabank Full timeRequisition ID: 188102 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Global Compliance Trade Surveillance Department (“GCTS”) within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada, ensuring specific individual goals,...
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Senior Analyst- Trading Surveillance
7 days ago
Toronto, Ontario, Canada TD Full time $76,800 - $115,200Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Analytics, Insights, & Artificial IntelligencePay Details:76, ,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and...
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Senior Analyst- Trading Surveillance
6 days ago
Toronto, Ontario, Canada TD Full timeWork Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Analytics, Insights, & Artificial IntelligencePay Details:76, ,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and...
Director, Trade Surveillance
4 weeks ago
A leading financial institution in Toronto is seeking a Director, Head of Trade Surveillance to lead the Trade Surveillance team and ensure compliance with regulatory requirements. The successful candidate will have over 10 years of experience in financial services, with a focus on trade surveillance and compliance. This role involves managing a team, overseeing daily operations, and promoting a strong compliance culture. The position offers a competitive rewards program and the opportunity to impact the organization significantly.#J-18808-Ljbffr