Director, Trade Surveillance

Job DescriptionWhat is your opportunity?  You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

A leading financial institution in Toronto is seeking a Director, Head of Trade Surveillance to lead the Trade Surveillance team and ensure compliance with regulatory requirements. The successful candidate will have over 10 years of experience in financial services, with a focus on trade surveillance and compliance. This role involves managing a team,...

Job DescriptionWhat is your opportunity?You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

Director, Head of Trade Surveillance (Market Abuse) Canada Apply for the Director, Head of Trade Surveillance (Market Abuse) Canada role at RBC (posted 2025‑12‑02, deadline 2026‑01‑03). What is your opportunity? You will be part of the RBC Compliance Surveillance Team, a core global second line‑of‑defense function that performs routine, mostly...

Director, Head of Trade Surveillance (Market Abuse) Canada Apply for the Director, Head of Trade Surveillance (Market Abuse) Canada role at RBC (posted 2025‑12‑02, deadline 2026‑01‑03). What is your opportunity? You will be part of the RBC Compliance Surveillance Team, a core global second line‑of‑defense function that performs routine, mostly...

-- - **What is your opportunity?** You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

Job DescriptionWhat is your opportunity?  You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

Job Description What is your opportunity? You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

Job Description What is your opportunity? You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first-line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine (mostly...

A leading Canadian bank is seeking a Director, Head of Trade Surveillance in Toronto. This role oversees the Trade Surveillance program, ensuring compliance with regulatory rules and efficiently managing alert dispositioning. Candidates should have significant experience in financial compliance and trade surveillance, along with strong leadership skills to...