Senior Manager, Audit Global Regulatory Program Management
4 weeks ago
Senior Manager, Audit Global Regulatory Program Management (847) Join to apply for the Senior Manager, Audit Global Regulatory Program Management (847) role at TD Securities Overview The Senior Manager, Audit Global Regulatory Program Management will provide functional oversight of Internal Audit deliverables to multiple regulatory agencies in Canada and other global jurisdictions outside of North America. This role manages a team responsible for centralized awareness, coordination, tracking, and quality assurance of all Audit-related jurisdictional regulatory commitments and requests, as well as responses to findings. It also supports reporting that informs Audit leadership on regulatory risk, relationships, and emerging trends within a dynamic regulatory environment. Responsibilities Oversees the Global Audit Regulatory Program Management team Independently manages all BAU jurisdictional regulatory management processes for Internal Audit, including continuous evaluation for efficiency and impact opportunities Serves as the primary point of contact for Global Audit Regulatory Program Management on Audit-related regulatory matters, fostering relationships with Audit leadership to meet regulatory expectations Advises Internal Audit leadership on regulatory affairs with timely insights from exam/review results, regulatory trends, industry best practices, and enterprise strategy Supports regulatory exam and ongoing supervision coordination, overseeing intake, socialization, tracking, and delivery of responses to regulators Coordinates clarifications and confirms expectations around regulatory exams, findings, and requests Assists on less complex tasks during high-volume periods with limited resources Liaises between Internal Audit and regulatory, compliance, and legal teams as needed Provides thought leadership and strategic direction on Audit-related regulatory management Provides guidance, mentorship, and feedback to support delivery of high-quality work and professional development Key Attributes Leads with integrity, ownership, accountability and vision Commitment to excellence with a collaborative attitude Motivated self-starter with a solutions-oriented mindset Professional and poised in demanding, high-visibility interactions Fundamental understanding of the financial services regulatory environment Understanding of regulatory management standards, processes and best practices Ability to anticipate regulatory expectations and those of Audit leadership Ability to assess impact of cross-jurisdictional regulatory changes Superior project and time management skills Ability to manage multiple projects and competing priorities Ability to identify and implement strategic solutions Sound judgement for business decisions Excellent verbal and written communication, with ability to present complex information clearly Strong interpersonal and relationship-building skills with all levels of management Proficiency in Microsoft Office Suite Experience & Education 10+ years of relevant experience, including people management Previous regulator or audit experience preferred Undergraduate degree required; relevant professional certifications, legal designations, or equivalent education is a plus Who We Are TD is one of the world's leading global financial institutions and the fifth largest bank in North America by branches. We deliver experiences to millions, with colleagues dedicated to supporting customers, communities, and colleagues. TD is committed to customer experience and continuous development, offering leadership conversations, mentorship, and training programs to help you grow. Additional Information Our Total Rewards package includes base salary, variable compensation, and benefits. TD provides accommodations upon request during the interview process. Please contact your recruiter for more details. This job opportunity may be subject to provincial employment regulations in Canada. Job Details Employment type: Full-time | Seniority level: Director | Job function: Accounting/Auditing and Finance | Industries: Investment Banking #J-18808-Ljbffr
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Toronto, Canada TD Securities Full timeSenior Manager, Audit Global Regulatory Program Management (847) Join to apply for the Senior Manager, Audit Global Regulatory Program Management (847) role at TD Securities Overview The Senior Manager, Audit Global Regulatory Program Management will provide functional oversight of Internal Audit deliverables to multiple regulatory agencies in Canada and...
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Senior Manager, Global Regulatory Audit Programs
2 weeks ago
Toronto, Canada TD Full timeA leading financial institution based in Toronto is seeking a Senior Manager for Audit Global Regulatory Program Management. This role includes overseeing a team to ensure compliance with various regulatory agencies and requires over 10 years of relevant experience, strong project management skills, and a robust understanding of the regulatory environment....
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Senior Manager, Global Regulatory Audit Programs
2 weeks ago
Toronto, Canada TD Full timeA leading financial institution based in Toronto is seeking a Senior Manager for Audit Global Regulatory Program Management. This role includes overseeing a team to ensure compliance with various regulatory agencies and requires over 10 years of relevant experience, strong project management skills, and a robust understanding of the regulatory environment....
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Toronto, Canada TD Securities Full timeA leading global financial institution is seeking a Senior Manager, Audit Global Regulatory Program Management in Toronto, Ontario. This role involves overseeing a team and managing Internal Audit deliverables to meet regulatory compliance demands. Candidates must have over 10 years of relevant experience, specifically in financial services, along with...
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Toronto, Canada TD Securities Full timeA leading global financial institution is seeking a Senior Manager, Audit Global Regulatory Program Management in Toronto, Ontario. This role involves overseeing a team and managing Internal Audit deliverables to meet regulatory compliance demands. Candidates must have over 10 years of relevant experience, specifically in financial services, along with...
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Toronto, Canada TD Full timeSenior Manager, Audit Global Regulatory Program Management (847) 2 days ago Be among the first 25 applicants Lieu De Travail: Toronto, Ontario, Canada Horaire: 37.5 Secteur D’activité: Audit Détails De La Rémunération: $115,600 - $163,200 CAD La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de...
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Toronto, Canada TD Full timeSenior Manager, Audit Global Regulatory Program Management (847) 2 days ago Be among the first 25 applicants Lieu De Travail: Toronto, Ontario, Canada Horaire: 37.5 Secteur D’activité: Audit Détails De La Rémunération: $115,600 - $163,200 CAD La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de...
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Toronto, Canada TD Full timeWork Location: Toronto, Ontario, Canada Hours: 37.5 Line Of Business: Audit Pay Details: $115,600 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been...
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Toronto, Canada TD Full timeWork Location: Toronto, Ontario, Canada Hours: 37.5 Line Of Business: Audit Pay Details: $115,600 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been...
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Toronto, Ontario, Canada TD Securities Full timeWork Location:Toronto, Ontario, CanadaHours37.5Line Of BusinessAuditPay Details$115,600 - $163,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to...