Chief Compliance

2 weeks ago

Toronto, Canada IA Financial Group Full time

A financial services organization based in Toronto is seeking a Vice-President and Chief Compliance Officer to lead its compliance strategy. The ideal candidate will have over 10 years of experience in the financial sector, with proven leadership in compliance and regulatory risk management. This role requires strong interpersonal skills and the ability to communicate effectively in both English and French. Responsibilities include overseeing compliance programs and ensuring adherence to regulatory standards across all business lines.#J-18808-Ljbffr

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    Toronto, ON, Canada Empire Life Full time

    Assistant Chief Compliance Officer- Empire Life Investments Inc. The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the Chief Compliance Officer (CCO) and be positioned as the named successor to the CCO role. The ACCO will work closely with the CCO to support and develop the firm’s compliance program,...

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