Director Compliance Alternative Asset Management
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Lead compliance programs for Sagard affiliates and registrants Maintain manuals, codes, supervisory procedures, and policies Direct annual reviews, reports, filings, and regulatory examinations Advise on products, transactions, conflicts, marketing, and valuation Coordinate cross-border compliance matters and training Requirements:
Seven to twelve years of relevant regulatory experience Experience with OSC, AMF, or SEC-registered advisers Strong Investment Advisers Act and SEC rules knowledge Experience managing examinations and regulatory inquiries AI fluency, communication skills, and practical judgment Bring alternative investment compliance expertise, cross-border perspective, and technological curiosity to Sagard’s growing global platform.
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Director Compliance Alternative Asset Management
5 hours ago
Winnipeg, Manitoba, Canada Sagard Holdings Manager LP Full-timeLead compliance programs at Sagard, a global multi-strategy alternative asset manager, using regulatory judgment and AI-enabled technology. This role offers functional ownership from Day 1. As Director, Compliance, you will support Sagard entities in Canada, the United States, and internationally. You will advise on product formation, investment activity,...
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Asset Management Compliance Director
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Asset Management Compliance Director
4 days ago
Winnipeg, Manitoba, Canada Sun Life Full-timeLead asset management compliance operations at SLC Management, coordinating regulatory filings, governance, and program administration across jurisdictions. This hybrid work model expects three or more office days weekly. As Director, Compliance, you will support execution and enhancement of the Asset Management Compliance Program. The position requires...
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Global Director, Asset Management Compliance
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Winnipeg, Manitoba, Canada SLC Management Full-timeSLC Management is a growing global asset management firm providing innovative and diversified investment solutions to institutional investors. We are breaking new ground with a full spectrum of solutions for a growing institutional client base of more than 1400 organizations. Our history of organic and strategic growth reflects this commitment with over...
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Director, Compliance
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Winnipeg, Manitoba, Canada Sun Life Assurance Company of Canada Full-timeSLC Management is a growing global asset management firm providing innovative and diversified investment solutions to institutional investors. We are breaking new ground with a full spectrum of solutions for a growing institutional client base of more than 1400 organizations. Our history of organic and strategic growth reflects this commitment with over...