Senior Manager, Compliance Testing

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Technology Solutions

Pay Details:

$108,800 - $163,200 CADThis role is eligible for a discretionary variable compensation award that considers business and individual performance.

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Team Summary

The Senior Manager, Compliance Testing oversees and develops team of specialists and/or managers who serve as the central hub for Financial Crimes Prevention & Operations (FCPO) regulatory engagement and testing alignment across the bank's three lines of defense.  The team is responsible for ensuring that all responses to U.S. and Canadian regulators are timely, accurate, and reflective of our commitment to transparency and excellence.  The team is expected to partner closely with internal audit, compliance, and first-line testing teams, to drive consistency, reduce friction, and support successful outcomes in examinations and ongoing supervision.  The goal is to be responsive, collaborative, and results-driven – earning trust across the organization and with our external partners.

Description

The FCPO Testing Coordination Program Governance team was established to design, develop and maintain the foundational structure, tools, and routines that support consistent, effective, and policy-aligned testing coordination across the Financial Crimes Prevention & Operations. The team ensures that all stages of the testing lifecycle, from letter of intent through exit meetings and response are governed by clear expectations, transparent reporting, and drives accountability. 

This role will have the following responsibilities:

•    Creating architecture for the team (procedures, metrics, reporting, calendars, etc)

•    Experience building new Testing Support Team

•    Develop, maintain, and enhance infrastructure tools for managing testing intake, tracking, and lifecycle workflows.

•    Build and optimize SharePoint lists, Power Automate, and PowerApps forms to support standardized data entry and testing governance, as well as tools to manage testing governance through the testing lifecycle.

•    Develop, and maintain Power BI dashboards to monitor testing metrics, overdue items, testing status, extension trends, and timeliness.

•    Collaborate across business, control, and risk partners to define and maintain governance routines, including pipeline management, monitoring, escalation, and postmortem forums.

•    Support documentation of procedures, SLAs, process flows, and accountability structures and expectations.

•    Contribute to the testing pre-vetting, tracking, and reporting routines, ensuring accurate and timely data for regulatory and leadership reporting.

This is a On-Site position, Monday - Friday, Standard Business Hours

Preferred Qualifications

•    Experience supporting or building tools (MS Office, Power BI, Power Apps) or the Issue Management Lifecycle (e.g., intake, root cause analysis, remediation, and closure)

•    Familiarity with governance routines, oversight reporting, or policy-based process design

•    Experience with management tracking, reporting, or dashboards

•    Knowledge and experience working within Financial Crimes is a big plus 

•    Advanced knowledge of the business goals/objectives being supported and the full suite of policies, programs, processes and systems

•    Ability to contribute to strategic direction of the function and provide advice to senior leadership

•    Skilled in preparing and managing budgets and resource allocation

•    Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of initiatives

•    Ability to make an impact, influence and achieve results with effective negotiation, problem-solving and communication skills

•    Knowledge of risk management environment, standards and regulations

•    Proficiency in SharePoint list architecture and design for data collection and process support

•    Experience documenting workflows and routines
 

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals.
 

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process 
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you

Language Requirement (Quebec only):

Sans Objet

---