Internal Audit Analyst- US Regulatory Compliance

2 weeks ago


Halifax NS BW E, Canada RBC Full time $90,000 - $120,000 per year

Job Description

What is the Opportunity?

The Audit Analyst will provide independent and objective evaluation of the adequacy and effectiveness of Compliance practices for all of the business lines within RBC in the US (i.e. US Capital Markets, US Wealth Management, Global Asset Management, WFC Branch and the NY Credit Branch).

What will you do?

  • Support the US Regulatory Compliance team led by the US Director for Regulatory Compliance with effective audit planning, reporting and issue remediation on all Compliance functions
  • Work in a dynamically changing environment and act as a trusted advisor to the business.
  • Collaborate with internal clients at all levels in developing audit findings and recommendations regarding business process optimization, profit improvement, internal control and compliance.
  • Support the development and implementation of risk assessments and audit plans.
  • Develop and maintain productive client and team relationships through individual contacts and group meetings.

What do you need to succeed?

  • University degree (preferably in a related field such as accounting or finance)
  • Strong communication and collaboration
  • Highly proficient in the use of Microsoft Excel, Word and PowerPoint
  • Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations
  • Proficient time management, organizational, and project management skills with ability to pivot when working on multiple deliverables with tight deadlines

Nice to have:

  • Prior exposure to financial services or internal audit
  • Understanding of Data Analytics, data visualization and reporting
  • Knowledge of US regulatory standards, auditing standards and business processes

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Flexible work/life balance options

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address:

120 WESTERN PKY:BEDFORD

City:

Bedford

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities



  • Halifax, Nova Scotia, Canada RBC Full time $90,000 - $120,000 per year

    Job DescriptionWhat is the Opportunity? The Audit Analyst will provide independent and objective evaluation of the adequacy and effectiveness of Compliance practices for all of the business lines within RBC in the US (i.e. US Capital Markets, US Wealth Management, Global Asset Management, WFC Branch and the NY Credit Branch). What will you do?Support the...


  • Halifax, NS BW E, Canada RBC Full time $60,000 - $120,000 per year

    Job DescriptionWhat will you do?Contribute to the execution of SOX IT control testing, ensuring effective practices are followed and quality documentation is produced by assessing the design and operating effectiveness of key controls.Develop an understanding of the control environment, analyze information, execute testing and develop and communicate...


  • Halifax, NS BW E, Canada RBC Full time $60,000 - $120,000 per year

    Job DescriptionWhat is the opportunity?As Analyst, Internal Audit, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, and other operations within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to deliver audit engagements,...


  • Halifax, Canada Brewin Dolphin Full time

    **Job Summary** **What is the Opportunity?** As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within...


  • Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** As Analyst, Internal Audit, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, and other operations within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to deliver audit...


  • Halifax, Canada Brewin Dolphin Full time

    **Job Summary** **What is the opportunity?** As Analyst, Internal Audit, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, and other operations within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to deliver audit...


  • Halifax, NS BW E, Canada RBC Full time $80,000 - $120,000 per year

    Job DescriptionThe Manager of Audit for Payment and Fraud Operations will support City National Bank's Internal Audit team by providing independent, objectiveassurance over the design and operating effectiveness of the Bank's payment and fraud risk management practices, US Regulatory Compliance governance processes and the system of internal controls over...


  • Halifax, Canada Royal Bank of Canada Full time

    **What is the opportunity?** As Analyst, Internal Audit, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, and other operations within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to deliver audit engagements,...


  • Halifax, Canada Royal Bank of Canada Full time

    -- - **What is the opportunity?** As an Analyst, ICFR Operations, Internal Audit, you will work in a team, operating in a global resource model that supports the annual SOX and FDICIA testing programs conducted on behalf of management within the Chief Audit Executive group. You will work collaboratively with internal and external stakeholders to conduct...


  • Halifax, NS BW E, Canada RBC Full time $90,000 - $120,000 per year

    Job DescriptionWhat is the opportunity?As an Audit Manager in the Centralized Testing Group, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, risk monitoring efforts and other operations within the Chief Audit Executive (CAE) Group. This will involve working collaboratively...