Control Testing Analyst

10 hours ago


Toronto, Ontario, Canada Capital Market Advisors Full time

Operational Controls Testing Analyst (Hybrid – Toronto)

CMA, a boutique consultancy and staffing firm specializing in financial services, is seeking an experienced Operational Controls Testing Analyst for a global investment firm. The role supports a large-scale operational controls testing program across capital markets and financial processing functions.

Key Responsibilities

  • Execute operational control testing and determine pass/fail outcomes
  • Learn and apply control testing handbooks
  • Document testing methodologies and results
  • Partner with Operational Risk, Compliance, and Internal Audit teams
  • Identify, track, and support remediation of control gaps
  • Report on control effectiveness, operational risk, and resiliency

Requirements

  • 3–5 years of experience in Brokerage/Securities Processing or Capital Markets
  • Strong background in operational controls testing
  • Experience with trade lifecycle controls, loan issuance, and financial processing
  • Knowledge of Operational Risk, Process & Control Analysis, and Regulatory frameworks
  • Financial services industry experience required
  • Must reside in Canada (Toronto area)

Additional Details

  • Reports to the Director of Operational Risk
  • Hybrid role; in-office presence (3–5 days) required during the first two weeks for training

Job Types: Full-time, Freelance

Pay: $50.00 per hour

Benefits:

  • Flexible schedule

Experience:

  • in Brokerage/Securities Processing or Capital Markets: 3 years (preferred)
  • Control Testing: 3 years (preferred)

Work Location: Hybrid remote in Toronto, ON


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