Contractor-Operations

1 week ago

Montreal, Quebec, Canada eTeam Full time US$40,000 - US$48,000 per year

Job Title: Trade Surveillance Quality Assurance
Job Duration: 6-12 month
Location: Montreal, QC
Pay Range: $40/hr - 44/hr on T4 without any benefits

Job Description:
Responsibilities:

  • In addition, CMS Surveillance Analysts are responsible for working with Business Management, Compliance Advisory, global counterparts and IT to monitor for potential market abuse, regulatory violations and suspicious activity. CMS plays a critical role in working with the 1LODto perform investigations when appropriate, and to determine and coordinate corrective action. The CMS Surveillance Manager will:
  • Perform QA reviews of alert closures by 1st Line of Defense ("1LOD") team and 2
    nd
    Line of Defense.
  • Provide training and guidance to the "Level 1" CMS team, which performs a first-pass review of alerts, to ensure quality and proper adherence to the Standard Operation Procedures;
  • Champion the development of new surveillance features and controls to address risk priorities as appropriate;
  • Provide support to the Quality Assurance functions as appropriate
  • Conduct or assist with special investigations and projects;
  • Assist with Internal Audit, Compliance Testing and ad hoc regulatory requests.

Minimum Required Qualifications

  • Review alert and case closures performed by both the First and Second Lines of Defense to ensure completeness and accuracy.
  • Identify and document instances where closure narratives or decisions deviate from established Standard Operating Procedures (SOPs).
  • Escalate any issues of concern or procedural inconsistencies to the QA Manager for further review.
  • Assist in the administrative functions of the QA team, including:
  • Generating and formatting QA reports for internal distribution.
  • Allocating alerts for review across the QA team.
  • Tracking closure trends and recurring issues for reporting purposes.
  • Support the development and refinement of QA metrics and dashboards.
  • Collaborate with surveillance analysts and compliance officers to clarify closure rationale when needed.
  • Maintain organized records of reviewed cases and QA findings for audit readiness.
  • Contribute to continuous improvement efforts by suggesting enhancements to SOPs and QA workflows.

Preferred Qualifications:

  • Exposure to trading desks, exchanges, electronic trading market or securities industry;
  • Technical understanding of capital markets with experience as a trader, surveillance analyst or regulator
  • Experience with trade and e-comm surveillance and case management systems, such as NICE Actimize, SMARTS, Client, Digital Reasoning
  • Proficiency with market data solutions and due diligence vendors, such as Bloomberg, Reuters, Worldcheck, Lexis, Edgar, OTCMarkets,etc.;
  • Expert-level skill set with MS Office Suite;

  • Independent Contractor

    1 week ago

    Montreal, Quebec, Canada TForce Logistics Inc. Full time $40,000 - $60,000 per year

    Company OverviewConsider contracting as a courier driver for TForce Logistics, North America's largest same-day transportation company. We're expending our fleet of owner-operators to provide delivery service for national retail brands.We are looking for a Contractor that can supply Multiple Vehicles 5-10 and is capable of servicing outside of Montreal as...

  • Azure DevSecOps Contractor

    4 hours ago

    Montreal, Quebec, Canada Ampliwork Full time

    We're looking for a hands-on Azure DevSecOps contractor to help us strengthen and scale our cloud infrastructure. You'll work closely with our engineering team to ensure our Azure environment remains secure, automated, and reliable as we continue to grow.What You'll DoManage and optimize Azure infrastructure (compute, storage, networking, access,...

  • Manager - Eastern Region

    2 weeks ago

    Montreal, Quebec, Canada Field Operations Full time $80,000 - $120,000 per year

    **Location: Montreal, QC, CanadaJob ID:84930**We Elevate... Quality of urban lifeOur elevators, escalators, and moving walks safely transport more than two billion of us up and down buildings and across transportation hubs every day. As part of the Schindler team, you'll discover meaningful work that enhances quality of life for communities, and contributes...

  • Contractor - Stress Engineering | Structures

    2 weeks ago

    Montreal, Quebec, Canada BETA Technologies Full time $100,000 - $150,000 per year

    At BETA Technologies, we apply our intellectual curiosity, passion for aviation, and commitment to sustainability toward a shared mission of revolutionizing electric aviation. Regardless of the position one holds, each team member brings their talent and desire to positively impact the environment and lives of others in a refreshing, vibrant, and inclusive...

  • Operating Engineer

    4 days ago

    Montreal, Quebec, Canada JLL Full time

    JLL empowers you to shape a brighter way.  Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients. We are committed to hiring the best, most talented people  and empowering them to  thrive, grow meaningful careers and to find a place where...

  • Freelance Operational Risk Expert

    2 days ago

    Montreal, Quebec, Canada dss+ Full time

    Allow us to introduce ourselvesAt dss+, we're not just another global consulting firm. We are a purpose-driven company that exists to save lives and create a sustainable future – for our clients, employees, and the communities we serve.We put people at the heart of everything we do, and we're a consultancy with heart.As a freelance expert in Operations...

  • Freelance Operational Risk Expert

    2 weeks ago

    Montreal, Quebec, Canada dss+ Full time $120,000 - $180,000 per year

    Job description Allow us to introduce ourselvesAt dss+, we're not just another global consulting firm. We are a purpose-driven company that exists to save lives and create a sustainable future – for our clients, employees, and the communities we serve.We put people at the heart of everything we do, and we're a consultancy with heart.As a freelance expert...

  • Independent Contractor Retail Food Safety Auditor

    1 week ago

    Montreal, Quebec, Canada NSF Full time $40,000 - $72,000 per year

    DescriptionAs the Independent Contractor Retail Food Safety Auditor - Quebec City, you will play a crucial role in the mission of NSF – to protect and improve human and planet health. As a food safety auditor, you will have the opportunity to travel, meet new people, and learn more about many of the businesses you may frequent as a consumer. You'll inform...

  • Freelance Operational Risk/Safety Expert

    2 weeks ago

    Montreal, Quebec, Canada dss+ Full time $100,000 - $120,000 per year

    Job description Allow us to introduce ourselvesAt dss+, we're not just another global consulting firm. We are a purpose-driven company that exists to save lives and create a sustainable future – for our clients, employees, and the communities we serve.We put people at the heart of everything we do, and we're a consultancy with heart.As a freelance Mining...

  • Contractor Direct District Sales Manager

    4 days ago

    Montreal, Quebec, Canada Husqvarna Full time

    The District Sales Manager at Husqvarna Construction Products generates profitable sales within Quebec. They do this through maintenance of existing customer base, development of new customers and growing market share. The District Sales Manager is critical in driving territory growth.The District Sales Manager at Husqvarna Construction Products will:Achieve...