Assistant to Investment Advisors

6 days ago

Regina, Saskatchewan, Canada Research Capital Corporation Full time $40,000 - $70,000 per year

We are seeking a skilled administrative assistant to Registered Investment Advisors for our Regina office. In this role, you will be responsible for assisting a fast-paced brokerage firm with day-to-day administrative tasks in its retail department and learn from successful advisors focused on delivering investment guidance and services to high-net-worth individuals and families.

The ideal candidate has polished organizational and communication skills and is self-motivated with an excellent "can-do" work ethic.

Location
: Regina, SK (mostly in the office, with occasional work from home allowed)

Key Responsibilities:

  • Prepare materials and coordinate logistics for client meetings
  • Respond to client inquiries on administrative questions
  • Follow up with prospective clients and clients on active inquiries
  • Ensure client accounts are processed accurately including account opening/closing and transfers
  • Assist with client outreach including email, correspondence, and telephone communication
  • Various aspects of general administration
  • Communicate with head office associates on compliance and operations matters
  • Maintain a current understanding of the regulatory landscape

Your Skills:

  • Work well both individually and as part of a team
  • Skilled in Microsoft Office 10
  • Quick learner adept to grasping new technologies and processes
  • Organized, focused and capable of working under tight deadlines
  • Must have excellent communication skills, driven to deliver client service excellence
  • Strong analytical and resolution skills with attention to detail

Your Qualifications:

  • Post-secondary education in a finance/business related discipline, or equivalent work experience (within the brokerage industry is preferred but not mandatory)
  • 2 years of experience in a general administrative setting
  • Willingness to get an industry license

This is an immediate hire position and therefore only candidates already domiciled in the Greater Regina Area and legally able to work in Canada will be considered.

Compensation to be commensurate with experience.

Qualified candidates should forward a resume to
Patricia Foster
at

We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. Thank you for your understanding.

About Research Capital Corporation

  • In 1921, Research Capital Corporation was formed into what is today, one of Canada's largest, independent, full-service investment firms. From the pre-boom markets of the early 20s through the crash of '29, Research Capital Corporation has demonstrated that our innovative, entrepreneurial formula has created a successful model for brokers in the industry, weathering even the most challenging market conditions.

  • Financial Advisor, Investment

    7 hours ago

    Regina, Saskatchewan, Canada Scotiabank Full time

    Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.About the roleFinancial Planner, Branch Network – Grasslands BranchAbout the roleInternally known as Financial Advisor, Investment and Retirement Planning (FAIR), as a Financial Planner in our retail branch network, you are a member of the...

  • Investment Advisor

    2 weeks ago

    Regina, Saskatchewan, Canada RBC Full time $60,000 - $120,000 per year

    Job DescriptionGrow your business, your way – with RBCAs an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you've dreamed of starting your own business, but haven't had the training, support, and resources from a company like RBC. Here, you'll find what you need for your...

  • Developing Investment Advisor

    2 weeks ago

    Regina, Saskatchewan, Canada TD Full time $50,000 - $100,000

    Work Location:Saskatoon, Saskatchewan, CanadaHours:37.5Line of Business:TD WealthPay Details:$50,000 - $100,000 CADThis role is eligible for commission based earnings.TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD....

  • Wealth Coordinator or Associate Wealth Advisor

    2 weeks ago

    Regina, Saskatchewan, Canada Aviso Wealth Full time $45,000 - $75,000 per year

    Affinity Financial Strategies (AFS), in partnership with GP Financial Services, is seeking applicants for a Wealth Coordinator or Associate Wealth Advisor. GP Financial Services provides financial planning, investment, and insurance services to existing clients, credit union members, and local communities. GP Financial Services operates as an independent...

  • Wealth Advisor

    7 days ago

    Regina, Saskatchewan, Canada b153c88d-9a1c-4e5b-973f-a56569837f00 Full time $100,000 - $120,000 per year

    Connor, Clark & Lunn Financial Group (CC&L)about 20 hours agoHybridRegina, SKMid LevelAbout the roleWealth AdvisorConnor, Clark & Lunn Private Capital Ltd.Regina, SKBecoming a Wealth Advisor with CC&L Private Capital may be the only career move you ever need to make. Join one of Canada's largest independent and privately held discretionary investment...

  • Executive Administrative Assistant

    1 week ago

    Regina, Saskatchewan, Canada Investment Planning Counsel Full time $39,557 - $67,128 per year

    BlueSky Financial Planning – Regina, SKEmployment Type: Full-TimeBlueSky Financial Planning is a values-driven financial advisory firm committed to helping individuals and families reach their long-term financial goals. We're looking for a dependable, detail-oriented Executive Administrative Assistant to support our team and ensure our operations run...

  • Financial Advisor

    1 week ago

    Regina, Saskatchewan, Canada Conexus Credit Union Full time $51,640 - $64,800 per year

    Financial Advisor – Future OpportunitiesAt Conexus, we are focused on supporting our members with their needs of today, while also helping them pursue their goals for the future. It's more than conducting a banking transaction, it's about providing insightful content, tools, expert advice, and a full suite of products to inspire confidence in their...

  • Financial Advisor

    6 days ago

    Regina, Saskatchewan, Canada RBC Full time $80,000 - $120,000 per year

    Job DescriptionWhat is the opportunity?As an RBC Financial Advisor, you attract, nurture, and grow relationships with our high-value personal and small business clients, by adding value in the moments that matter to them. You provide our clients with proactive, professional advice and collaborate with RBC partners to help clients with their goals and key...

  • Financial Advisor

    3 hours ago

    Regina, Saskatchewan, Canada RBC Full time $80,000 - $150,000 per year

    Job DescriptionWhat is the opportunity?As an RBC Financial Advisor, you attract, nurture, and grow relationships with our high-value personal and small business clients, by adding value in the moments that matter to them. You provide our clients with proactive, professional advice and collaborate with RBC partners to help clients with their goals and key...

  • Senior Retail Operations Advisor, Deli

    7 hours ago

    Regina, Saskatchewan, Canada Federated Co-operatives Limited Full time $60,000 - $90,000 per year

    Federated Co-operatives Limited (FCL) is hiring a Senior Retail Operations Advisor, Deli on a permanent basis on our Food Operations team. This position is a hybrid opportunity and is based in Regina, SK. This position requires frequent travel of 70% to local Co-op Food Store locations.Are you interested in being a trusted Advisor for local Co-ops? As a...