Current jobs related to Operational Risk Officer - Montreal, Quebec - RISQ

  • ISIT Risk and Compliance Specialist

    20 minutes ago

    Montreal, Quebec, Canada Nestle Operational Services Worldwide SA Full time

    Position Snapshot Business areas: Nespresso Canada Job title: ISIT Risk and Compliance Specialist Location: Montreal, QC located at 300 Léo-Pariseau, suite 2300 Montréal, QC Canada H2X 4B3 Compensation Range: $71,000 – $82,500 CAD Hybrid At Nestle Canada, we are committed to transparency and fairness in our compensation and job posting...

  • Director, Risk Office

    27 minutes ago

    Montreal, Quebec, Canada CIBC Full time

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and...

  • Operational Risk

    12 minutes ago

    Montreal, Quebec, Canada BNP Paribas Full time

    In a changing world, unprecedented challenges require unmatched talent. Join one of Montreal's Top Employers in 2025. We are a dynamic and growing organization having its main establishment located in downtown Montreal and part of a leading international banking institution fully committed to building a more sustainable future. Note that the position may be...

  • HR Operational Risk Manager

    2 minutes ago

    Montreal, Quebec, Canada Societe Generale Full time

    Reference 25000PRPResponsibilitiesDivision Description:With a team of over 50 highly engaged, diverse, and innovative HR professionals located in the US, Canada, and Brazil, the Americas Human Resources team is dedicated to acquiring, developing, advising, and promoting talents focused on best meeting and exceeding the needs of our business partners. As...

  • PostgreSQL Senior Database Administrator

    20 minutes ago

    Montreal, Quebec, Canada Marsh Risk Full time

    Marsh McLennan's Database Services team is growing rapidly, and we have an exciting opportunity for a creative and inquisitive Senior Database Administrator skilled in Postgres and Oracle. This hybrid role requires 3 days in-office in Canada and offers the chance to work on a global team responsible for critical enterprise database systems.PostgreSQLSenior...

  • Director Operations

    25 minutes ago

    Montreal, Quebec, Canada Nestle Operational Services Worldwide SA Full time

    Position Snapshot Business area: Nestlé Nespresso Canada Location: Montreal, QC located at 300 Léo-Pariseau, suite 2300 Montréal, QC Canada H2X 4B3; Hybrid A little bit about us Nestlé Nespresso SA is a pioneer and is widely regarded as one of the top references in the field of high-quality portioned coffee. The company works with more than...

  • Advisor, Operational risks

    33 minutes ago

    Montreal, Quebec, Canada Desjardins Full time

    As an operational risk advisor, you help prevent, analyze and develop guidelines for suspicious and fraudulent transactions. You also assist with compliance, internal controls, crisis management and the security of personal information and property. You advise and assist clients and partners as part of intervention and development initiatives. You recommend...

  • Advisor, Operational risks

    18 minutes ago

    Montreal, Quebec, Canada Desjardins Full time

    As an operational risk advisor, you help prevent, analyze and develop guidelines for suspicious and fraudulent transactions. You also assist with compliance, internal controls, crisis management and the security of personal information and property. You advise and assist clients and partners as part of intervention and development initiatives. You recommend...

  • Advisor, Operational risks

    8 minutes ago

    Montreal, Quebec, Canada Desjardins Full time

    Temporary position for 12 monthsAs an operational risk advisor, you help prevent, analyze and develop guidelines for suspicious and fraudulent transactions. You also assist with compliance, internal controls, crisis management and the security of personal information and property. You advise and assist clients and partners as part of intervention and...

  • Freelance Operational Risk Expert

    16 minutes ago

    Montreal, Quebec, Canada dss+ Full time

    Job description Allow us to introduce ourselvesAt dss+, we're not just another global consulting firm. We are a purpose-driven company that exists to save lives and create a sustainable future – for our clients, employees, and the communities we serve.We put people at the heart of everything we do, and we're a consultancy with heart.As a freelance expert...

Operational Risk Officer

60 minutes ago

Montreal, Quebec, Canada RISQ Full time

The Risk Management Department contributes to the sustainable growth of the Societe Generale group through its expertise, understanding of risks, and risk management techniques. The department's mission is to independently analyze, assess, manage and monitor risk-taking activities with the objective of achieving, together with the first line-of-defense, the best possible outcome for the bank.  The department oversees the enterprise, strategic, credit, market, liquidity, operational, model, and other risks of the corporate and investment banking business activities.

 

ABOUT THE JOB:

The Control Assessment and Testing (CTL) group sits within Société Générale in the U.S. ("SGUS") Compliance and RISQ and operates as part of the 2nd Line of Defense within a "Three Lines of Defense" model. CTL is a key component of the SGUS risk management program and provides risk-based independent testing of controls related to the management of compliance and operational risks across business lines, support units (i.e., compliance, information technology, operations, human resources, data office, etc.) and legal entities.

The primary objective of the CTL Testing team is to evaluate policies, procedures and internal controls to assess whether they are reasonably designed and in the case of transaction testing, that controls are working as intended to ensure SGUS activities comply with applicable Laws, Rules and Regulations

 

What will be your DAY-TO-DAY?

The candidate will be responsible for leading the execution of Testing reviews as part of the risk-based Annual Testing plan. Testing reviews aim at assessing and auditing the quality of the controls in place to comply with applicable regulatory requirements. The candidate will also act as the lead and primary point of contact for the execution of Testing Reviews over one business area in particular. Responsibilities will include:

·       Gathering information sufficient to understand the process, risks and controls to be tested

·       Developing the testing program and testing scripts for reviews

·       Documenting review work with enough detail that a third-party can reasonably understand the testing performed and the results of testing

·       Identifying issues through testing, ensuring that appropriate action plans are being developed by the business to correct the deficiencies noted

·       Developing final testing reports to document and formally communicate testing results to stakeholders

·       Validating that the business has completed the agreed upon action plans by the due date

·       Assisting the Testing Head with development of the annual risk based Testing Plan

·       Maintain regular engagement and provide feedback to key business and stakeholders

·       Act as a lead in developing and maintaining the relationship with the key stakeholders for one business area of the firm; be the primary point of contact for the execution of Monitoring and Testing reviews on this business area

Skills and Qualifications:

Must Have\:

· years' experience in the financial services firm

· years' experience in Internal or External Audit, or Control testing required

·      General knowledge of applicable regulatory requirements and expectations related to investment banking and broker–dealer activities General/Technical Skills (3 open ended skills)

·      Ability to communicate well across all levels of an organization

·      Knowledge of Banking, Broker-Dealer risks and regulations

·      Understand the business and applicability of regulations to identify key risk areas for the review and focus on the key areas for testing

·      Strong analytical, problem-solving and organizational skills (capable of handling multiple, simultaneous, and various ad-hoc requests)

·      Demonstrated history of taking initiative

·       Ability to prioritize and work in a dynamic, deadline-focused environment

LANGUAGE\: 

Ability to communicate in English, both orally and in writing, is a requirement as the person in this position will need to collaborate regularly with colleagues and partners in the United States. 

Due to US Federal Securities law applying to this position, candidates who will apply for this position will be required to submit to an enhanced background screening, including the collection of their fingerprints by a third-party vendor selected by the Financial Industry Regulatory Authority ("FINRA")