Assistant Manager, Regulatory Operations Control
4 days ago
Requisition ID: 171183 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Why work for Scotiabank?** Scotiabank is among the largest banks in the world and the most international bank in Canada. We are powered by our 97,000 high-performing teammates who make a real difference across the globe as a leading provider of advice, products, digital experiences, and financial services. Together with our Digital Factories around the world, we are dedicated to helping our 25 million customers become better-off. This is a place where you’ll get to learn and develop your skills, while being recognized for your hard work. At Scotiabank, we’re passionate about bringing our whole selves to work, allowing us to create inclusive work environments for everyone to enjoy. Say hello to a career at Scotiabank **Global Banking and Markets** Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange, and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. **Position** As the assistant manager is responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The incumbent is responsible for actioning daily controls as well as supporting projects. **Accountabilities** - Ensuring Scotiabank’s trade and transaction reporting activities are in compliance with governing regulations and business requirements in all areas Scotiabank operates (MIFID 2, IIROC, CAT, SFTR) - Identifying and escalating reporting breaks through daily reconciliation controls. - Preparing management reports and dashboards for all levels of management. - Remediating reporting breaks and enhancing controls in partnership with stakeholders. Internal and external stakeholders include Operational Risk Oversight, Technology and Trade Repositories. - Building and maintaining Subject Matter Expertise by understanding regulatory reporting requirements and knowledge of regulatory reporting/reporting logic across all jurisdictions - Analyzing the impact of regulatory changes and supporting the necessary changes to internal reporting, reconciliation, and other control processes - Collaborating with cross-functional teams within GWO to prioritize effort to ensure that regulatory reporting obligations are met in all jurisdictions - Actively participating and contributing in change management projects/initiatives to ensure that regulatory reporting requirements are working with adequate controls and appropriate metrics are incorporated into the KPI/KRI risk management platform - Continuously reviewing current processes and identifies opportunities for improvements to promote efficient and effective oversight processes - Creating and maintaining policies and procedure documents - Understanding how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions. **Requirements**: - Exceptional business analysis skills and demonstrated success participating project lifecycle. This includes scope definition, business case development, requirements gathering, test script development, deployment, and implementation assistance - Experience in running daily controls including knowledge of escalation, remediation, and management reporting. - Knowledge of reporting requirements/reporting logic for various regimes (MIFID 2, IIROC, SFTR, CAT) would be an asset. - Strong problem-solving, strategic thinking, organizational skills and strong data mining skills - Demonstrated success working in a demanding and fast-paced environment, - Advanced communication skills and the ability to clearly and concisely present to senior stakeholders - Exceptional interpersonal skills with demonstrated ability to gain confidence of stakeholders. - Strong Technical skills: Power BI, Tableau, Data Structure, Documentation and VBA Location(s): Canada : Ontario : Toronto Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
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Assistant Manager, Regulatory Operations Control
2 weeks ago
Toronto, Canada Scotiabank Full timeRequisition ID: 162430 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Why work for Scotiabank?** Scotiabank is among the largest banks in the world and the most international bank in Canada. We are powered by our 97,000 high-performing teammates who make a real difference across the globe as a leading...
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Assistant Manager
4 weeks ago
Toronto, Canada Scotiabank Full timeAssistant Manager - Regulatory Operations Control (GWO) 1 day ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Role The Assistant Manager is responsible for helping to drive an efficient...
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Assistant Manager
4 weeks ago
Toronto, Canada Scotiabank Full timeTitle: Assistant Manager - Regulatory Operations Control (GWO) Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Role The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory Control function within Global Wholesale Operations with a focus on...
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Regulatory Operations Control Lead
4 weeks ago
Toronto, Canada Scotiabank Full timeA leading bank in the Americas is seeking an Assistant Manager for Regulatory Operations Control in Toronto. This role involves driving an efficient Regulatory Control function, executing monitoring controls, and managing disputes in compliance with various regulations. The ideal candidate will have a Business/Finance degree, experience in Capital Markets,...
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Assistant Manager
3 weeks ago
Toronto, Canada Scotiabank Full timeSelect how often (in days) to receive an alert: Title: Assistant Manager - Regulatory Operations Control (GWO) 18-month contract Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: The Assistant Manager is responsible for helping to drive an efficient and effective Regulatory Control...
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Toronto, Canada Hard Rock Digital Full timeWhat are we building? Hard Rock Digital is a team focused on becoming the best online sportsbook, casino, and social gaming company in the world. We’re building a team that resonates passion for learning, operating and building new products and technologies for millions of consumers. We care about each customer's interaction, experience, behavior, and...
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Senior Manager
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Toronto, Canada Hard Rock Digital Full timeWhat are we building? Hard Rock Digital is a team focused on becoming the best online sportsbook, casino, and social gaming company in the world. We’re building a team that resonates passion for learning, operating and building new products and technologies for millions of consumers. We care about each customer's interaction, experience, behavior, and...
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Toronto, Canada Scotiabank Full timeRequisition ID: 207434 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: The assistant manager is responsible for helping to drive an efficient and effective Regulatory Reporting & Control function within Global Wholesale Operations. The incumbent will execute daily and periodic monitoring...
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Regulatory Controls Lead
4 weeks ago
Toronto, Canada Scotiabank Full timeA leading bank in the Americas is seeking an Assistant Manager - Regulatory Operations Control to enhance regulatory control functions. This role involves managing disputes, executing monitoring controls, and liaising with key stakeholders to ensure compliance with various regulations. Ideal candidates should have a Business/Finance degree, 2+ years in...
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Regulatory Controls Lead
4 weeks ago
Toronto, Canada Scotiabank Full timeA leading financial institution in Toronto seeks an Assistant Manager for Regulatory Operations Control. This role focuses on driving effective regulatory controls across various regulations. The successful candidate will monitor and manage disputes and liaise with key stakeholders for effective solutions. A Business/Finance degree and significant experience...