Regional Compliance Auditor

**We offer more than a job, we offer a career**
- We support our employees to shape their career by encouraging continuing education and investing in training and development.
- We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding.
- We inspire people to do what they are passionate about by believing in integrity, respect and recognition of diversity and community support.
- We are a dynamic team where entrepreneurship, innovation and collaboration are at the core of our values.
- We offer competitive salaries and a multitude of benefits starting day one including generous medical and dental coverage, telemedicine, employee and family assistance program, and retirement and savings programs.
- We recognize the importance of work-life balance with our hybrid work program, wellness allowance, and year-round social activities and events.

**We are looking for a Regional Compliance Auditor to join our team in our Montreal office**

As a Regional Compliance Auditor, you will be responsible to work with the Compliance team in a concerted and uniform manner, to ensure they become more efficient as a function in providing the necessary assistance to our brokers and fulfilling the Corporate Compliance mandate.

If you are career-minded and looking for a dynamic work environment with a growth mindset, you will love working among our team

**Your day as a Regional Compliance Auditor**
- Perform monthly client file reviews and log results in the internal auditing platform.
- Present audit findings following a set format, to the account team and the team/unit/division leader.
- Send addendum reports with recommendations to team members, the account Team Leader, Compliance Analyst, and the Corporate Compliance officer.
- Provide ongoing information, clarification, and reminders relating to compliance matters and procedures to brokers and staff through updates and mini-compliance presentations at monthly division/unit meetings.
- Research pertinent regulatory websites (East) to keep up to date with regulatory requirements affecting compliance matters/issues and advise the Compliance team.
- Assist the Corporate Compliance Analyst to develop and draft new procedures (Compliance and Professional standards).
- Work/develop and/or assist with new compliance-related initiatives.
- 3 - 5 years of experience in insurance brokerage.
- Familiarity with the agent’s code of conduct and guidelines is an asset.
- Insurance Broker License is an asset.
- Bilingual with strong verbal and written communication skills in French and English.
- Good knowledge of the MS Office Suite (Excel, Outlook, and Word)
- Strong analytical and problem-solving skills.
- Effective presentation, time management and organizational skills.
- Flexible to occasionally travel to our offices in the Eastern Canada region.

**Who we are.**

Founded in 1987 by Barry F. Lorenzetti, BFL CANADA is one of the largest employee-owned and operated Risk Management, Insurance Brokerage, and Employee Benefits consulting services firms in North America. The firm has a team of over 1000 professionals located in 24 offices across the country. Our employees have free rein to demonstrate their creativity, leadership and entrepreneurial skills since we believe in each one of them. BFL CANADA is a founding Partner of Lockton Global LLP, a partnership of independent insurance brokers who provide Risk Management, Insurance and Benefits Consulting services in over 140 countries around the world.

**More about us**

Our Montreal office is located at the heart of downtown Montreal, the largest city in Quebec. Our employees can benefit from the numerous exciting activities organized in the neighborhood.

Let’s stay in touch: follow us on LinkedIn to get privileged access to our activities and see our other job opportunities.

Visit our website to learn more about us: bflcanada.ca/

Offers of employment at BFL CANADA are conditional upon satisfactory results of background verifications.