Investment Operations Oversight Analyst

2 weeks ago

Toronto, Canada BMO Financial Group Full time

100 King Street West Toronto Ontario,M5X 1A1

A general understanding of each stage of the investment operations process in order to be able to oversee activities conducted by others (e.g. trade lifecycle, settlements, custody, late trade processes, corporate actions, unit dealing, derivatives and collateral management, etc.).

**Outsourced Oversight Functions**:

- Operational oversight of the outsourced investment management operations in line with service level agreement expectations with a focus on Client Operations, Derivatives Management and Reporting.
- Support the Relationship Management team on processing of client cash and mutual fund/pooled fund trade instructions
- Preparation and Oversight of client invoices
- Work closely with colleagues to ensure issues are identified and resolved in a timely manner to minimize any potential end investor, risk or financial impact
- Liaise with the Legal and Compliance teams to facilitate effective ART and CRIMS monitoring activities, support audit activity as required and complete investigation and filing of disclosures as per regulations.
- Assist in the on-boarding of new client accounts**/**funds
- Policy & Procedure updates as applicable
- Other activities as assigned

**Daily Oversight functions**:

- Oversee and support functions such as security master setup, monitor trade fails, monitor for upcoming corporate actions and liaise with investment team for election decisions, collateral management, cash and holdings reconciliations, pricing oversight for the investment book of record
- Key contact for trade verification related matters between the investment team and outsourcer
- Ensure data required by the investment team is accurately provided on a timely basis
- Develop a strong knowledge of systems, various interfaces and portfolio management data

**Knowledge and Attributes**:

- Relevant work experience within an asset management company or investment bank
- Bachelor’s degree
- Client servicing experience
- CSC
- Derivatives Fundament Course (DFC) an asset
- Comfort working with ambiguous problems
- Team player / Strong interpersonal skills
- Ability to prioritize own workload
- Excellent problem-solving ability
- Investigative by nature
- Proactive with an attention to detail

**Skills and Competencies**:

- Bloomberg
- Charles River

**Instruments covered**:
Interest rate Swaps / Inflation Swaps / Swaptions / Total Return Swaps / Options / Credit Default Swaps / Contract for Difference and Portfolio Swap / Repos / Forwards / Equities / Fixed Income

**We’re here to help**

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one - for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

  • Analyst, Investment Oversight

    6 days ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

  • Senior Analyst, MAP Investment Research

    3 weeks ago

    Toronto, Canada Aviso Full time

    Senior Analyst, MAP Investment Research & Oversight 3 weeks ago Be among the first 25 applicants At Aviso Wealth, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic...

  • Senior Analyst, MAP Investment Research

    5 days ago

    Toronto, Canada Aviso Wealth Full time

    Aviso Wealth:At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and...

  • Analyst, Fund Oversight

    2 weeks ago

    Toronto, Canada Connor, Clark & Lunn Financial Group Full time

    **Analyst, Fund Oversight** **Connor Clark & Lunn Financial Group** **London, Vancouver or Toronto** Are you a detail-oriented professional with expertise in investment funds? Do you thrive in a fast-paced environment that offers opportunities for continuous learning and exposure to complex operational challenges? If you're passionate about the investment...

  • Senior Analyst, MAP Investment Research

    2 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    Aviso Wealth: At Aviso, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and...

  • Senior Analyst, MAP Investment Research

    2 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    Aviso Wealth: At Aviso, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and...

  • Senior Analyst, MAP Investment Research

    3 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    Aviso Wealth: At Aviso, we are dedicated to improving the financial well‑being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and...

  • Senior MAP Investment Research

    4 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    A leading wealth management organization is looking for a Senior Analyst, MAP Investment Research & Oversight in Toronto. This role is essential for overseeing investment managers and will involve substantial research and analytical responsibilities. The ideal candidate will have extensive qualifications, including experience in asset management and a CFA...

  • Senior MAP Investment Research

    2 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    A leading wealth management organization is looking for a Senior Analyst, MAP Investment Research & Oversight in Toronto. This role is essential for overseeing investment managers and will involve substantial research and analytical responsibilities. The ideal candidate will have extensive qualifications, including experience in asset management and a CFA...

  • Senior MAP Investment Research

    3 weeks ago

    Toronto, Canada Aviso Wealth Inc Full time

    A leading wealth management organization is looking for a Senior Analyst, MAP Investment Research & Oversight in Toronto. This role is essential for overseeing investment managers and will involve substantial research and analytical responsibilities. The ideal candidate will have extensive qualifications, including experience in asset management and a CFA...