Current jobs related to Regulatory Advisor - Toronto - Peoples Group

  • Portfolio Manager

    4 weeks ago

    Toronto, Canada Super Advisor Full time

    We’re looking for a Portfolio Manager who is already registered as an Advising Representative (AR) with the OSC or another Canadian provincial regulator. This is a must-have requirement . This is a unique role that blends hands‑on discretionary portfolio management with the opportunity to shape the most tech‑forward wealth management platform in Canada...

  • Regulatory Policy Advisor — Banking

    2 days ago

    Toronto, Canada Insight Global Full time

    A boutique financial institution in Toronto is seeking a Regulatory Advisor to manage and update regulatory documentation, ensure internal policies are aligned with external guidelines, and support compliance mapping projects. The ideal candidate will have 3–5 years of experience in regulatory roles within financial services, strong knowledge of various...

  • Portfolio Manager

    2 weeks ago

    Toronto, Ontario, Canada Super Advisor Full time

    Location:TorontoType:Full-TimeReports to:CEOAbout the RoleWe're looking for aPortfolio Manager who is already registered as an Advising Representative (AR)with the OSC or another Canadian provincial regulator. This is amust-have requirement.This is a unique role that blendshands-on discretionary portfolio managementwith the opportunity toshape the most...

  • Advisor, Regulatory Capital Governance

    1 week ago

    Toronto, Canada BMO Full time

    Join to apply for the Advisor, Regulatory Capital Governance role at BMO The role develops and maintains an effective internal control framework that defines the ways and methods governance is implemented, managed, and monitored in the designated business/group portfolio. The governance framework includes policies, guidelines and provides programs, practices...

  • Policy and Program Advisor

    1 week ago

    Toronto, Canada Financial Services Regulatory Authority of Ontario (FSRA) Full time

    Policy and Program Advisor – Financial Services Regulatory Authority of Ontario (FSRA) Join to apply for the Policy and Program Advisor role at the Financial Services Regulatory Authority of Ontario (FSRA). At FSRA, our vision is to ensure financial safety, fairness, and choice for Ontarians. As a financial services regulator, we’re passionate about...

  • Policy and Program Advisor

    7 days ago

    Toronto, Canada Financial Services Regulatory Authority of Ontario (FSRA) Full time

    Policy and Program Advisor – Financial Services Regulatory Authority of Ontario (FSRA) Join to apply for the Policy and Program Advisor role at the Financial Services Regulatory Authority of Ontario (FSRA). At FSRA, our vision is to ensure financial safety, fairness, and choice for Ontarians. As a financial services regulator, we’re passionate about...

  • Sr Regulatory Advisor

    2 weeks ago

    Toronto, Ontario, Canada Hydro One Full time

    Toronto - Regular .Hydro One is proud to be the largest electricity transmission and distribution provider in Ontario, serving nearly 1.5 million customers. We have a long history in the industry with our roots dating back over 110 years to 1906. Since then, we have worked to grow and evolve to meet the changing needs of our customers and communities across...

  • Head of Regulatory

    2 weeks ago

    Toronto, Ontario, Canada Yorktown Search Partners Full time

    Head of Regulatory & QualityConfidential job posting by Yorktown Search on behalf of a confidential clientLocation: Toronto, ON (Hybrid)OverviewA leading biotechnology company is seeking a Head of Regulatory & Quality to strengthen credibility with regulators, partners, and investors. This senior leader will design and execute the organizations regulatory...

  • Advisor, Regulatory Capital Governance

    2 weeks ago

    Toronto, Canada BMO Full time

    Application Deadline:Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceDevelops and maintains an effective internal control framework that defines the ways and methods governance is implemented, managed, and monitored in the designated business/group portfolio. The governance framework includes policies, guidelines and provides programs,...

  • Regulatory Analyst

    2 days ago

    Toronto, Canada Insight Global Full time

    Job Description Insight Global is looking for a Regulatory Advisor to join a boutique financial institution in Canada. Below are the day to day responsibilities. Regulatory Documentation & Policy Review Maintain and update a comprehensive library of regulatory guidelines, including AML requirements (e.g., FINTRAC). Review internal policies to ensure...

Regulatory Advisor

2 weeks ago

Toronto, Canada Peoples Group Full time

**About us**:
Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience.

Our culture here at Peoples Group is formed by our values; Strength-Based, Relationship Focused, and Passionate Execution. We believe people don't choose a company to work for, they choose a company to _join_. We also believe that people come first and each day we strive to be willing, trustworthy, and creative.

**About the work environment**:
Peoples Group offers a flexible and hybrid work environment. In this role you will work a combination of in-office and remotely from home. Typically, you'll be working regular business hours, Monday to Friday between 8:00am and 4:30pm with flexibility around start & end times.

**About you**:
You are a strong & savvy technical writer and have proficiency in reviewing and producing documentation to support compliance and regulatory initiatives. You understand compliance initiatives and their impact on the business and organizational outcomes. You may have a legal background and/or you have interest in supporting in-house compliance initiatives in a fast-paced growth-oriented environment. You have experience in assisting senior team members with regulatory compliance projects, have demonstrated analytical and problem-solving skills and enjoy working with deadlines and deliverables. You have a keen eye for detail and enjoy using your organizational and building relationships with stakeholder skills to dive into a challenge.

**About you / qualifications**:

- Post-secondary education in a related field, such as the legal, audit, compliance or payments
- 4 - 6 years of professional work experience in a similar capacity
- Proven ability to comprehend and produce technical documents to support regulatory/legal activities
- Experience working with or within Financial Institutions and/or payments service providers
- Experience with coordinating schedules, requests, and documents with internal stakeholders
- Experience with technology monitoring systems, willingness to learn and use other technology monitoring systems
- Experience with working with various stakeholders within the organization including senior management
- Strong verbal and written communication and interpersonal skills
- Adaptable, flexible, innovative, and responsive to change
- Ability to grasp business concepts in a dynamic, fast paced, and multi-entity environment
- Strong proficiency with systems; Word & Outlook; Intermediate to advanced level of Excel

**About the day-to-day**:

- Reporting to the Senior Vice President of Compliance you will provide daily and strategic support to the RCM program
- Assess emerging regulatory changes to direct the business to their process enhancements
- Develop evidence-informed policy positions and concise recommendations
- Translate research into accessible materials and knowledge products in support of organizational priorities
- Draft policies and procedures in relation to applicable legislation and regulations
- Monitor legal and regulatory environment including review & analysis of regulatory announcements, reports, and legislative changes.
- Develop and maintain relationships with associations and industry representatives
- Develop materials for special projects as requested by the leadership team

**_ NOTE:_**_ Please accept our utmost appreciation for your interest; however only those applicants under consideration will be contacted. Peoples Group is an Equal Employment Opportunity employer._