Trade Conduct Compliance Analyst

**_Trade Conduct _**_Compliance/Telework/Quebec_**_ City, Montreal, _**_Toronto/Permanent/Desired_**_ start date: As soon as possible_**

Do you consider yourself a passionate of the financial markets and you are detail oriented? iA Private Wealth needs you to help support their mission.

**More precisely, you can expect the following responsibilities**:

- Conduct real time and post trade surveillance of securities and financial instrument transactions executed by multiple trading desks.
- Identify, manage and escalate potential regulatory issues and risks
- Support the Trade Conduct Compliance department by maintaining surveillance logs and optimize the effectiveness and the efficiency of the surveillance process.
- Assist the team in developing additional compliance tools and surveillance system.
- Work with traders and other members of the Capital Markets division to answer regular and ad hoc queries related to trade surveillance and Capital Markets.
- Design and present key performance indicators and reporting on the trade surveillance program and summarize issues for regular reporting and compliance queries.
- Create, test and implement new surveillance scenarios.
- Support all business lines and partners to identify any potential regulatory risk exposure. Create and implement appropriate controls to manage and mitigate these risks.
- Work with cross functional groups on ongoing changes to compliance requirements and risk.

**_ Your career path looks like this:_**
- 2-3 years experience in IIROC dealer compliance
- Bachelor degree, preferably with focus in Business, Economics, Accounting, and/or Finance
- CSC (Canadian Securities Course) or equivalent designation CFA, FRM or other professional designation is an asset
- Knowledge of the Canadian securities industry, and IIROC rules.
- Strong problem-solving skills
- Ability to work well in a team environment
- Highly organized with good attention to detail and high level of accuracy
- Advanced knowledge of Excel and proficiency in Word and PowerPoint
- Excellent analytical skills
- Excellent written and verbal communication skills
- Excellent English and French language skills, both oral and written due to frequent interactions with English and French-speaking colleagues or internal partners across Canada.

**Company Overview**:
**About**:
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

**Our commitment to Diversity and Inclusion**:
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.