Compliance Officer

**Your team**: - Pictet Montreal is part of the Pictet Group (a Swiss private bank) and has specialised in securities trading for almost 50 years.We are looking to strengthen our Compliance team in order to ensure that Pictet Canada L.P. (PCA) and Pictet Overseas Inc. (POI) establishes and maintains an effective compliance and supervisory program. Our...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

**Responsibilities**: **Division Description**: The Société Générale Americas Compliance Department monitors the corporate banking, investment banking and broker-dealer activities and reports on the compliance risks and issues to Société Générale Americas and Group Compliance Senior Management. The Société Générale Americas Compliance Department...

At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

Compliance/Permanent/Fluent_ - in French required_ - /Work from home or hybrid/Quebec, Montréal/Desired start date: As soon as possible_ Under the responsibility of the Manager of Managed Accounts Supervision Team, the incumbent must be licensed or working towards becoming an IIROC supervisor and have a good knowledge of IIROC policies and...

**Position**:Anti-Money Laundering (“AML”) Compliance Officer - Compliance Services **Location**:Montreal, Canada The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations. Our distinction flows from our carefully curated...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**WHO WE ARE** As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international...

**Job description**: **KYC advisory processes**: Review, analyze, and approve KYC files of higher risk regional and global clients; Work on KYC-related escalations and handle KYC queries and requests from KYC Operations and the business lines; Perform KYC-related testing through the permanent supervision framework; Escalate issues to KYC Advisory Management,...

105-119-129 rue St-Jacques O MONTREAL Quebec,H2Y 1L6 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....